DTCC |
A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
DTCC |
A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2021 |
12/15/2020 |
Certified |
12/30/2020 |
|
3 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2024. |
12/14/2023 |
Certified |
12/29/2023 |
|
3 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on July 1, 2020. |
06/15/2020 |
Certified |
06/30/2020 |
|
3 |
DTCC |
A new fee schedule for DDR is scheduled to be effective on May 1, 2022. |
04/14/2022 |
Certified |
04/27/2022 |
|
3 |
CMESDR |
Acceptance of Swap Data Submissions for the Equity Asset Class |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. |
09/28/2012 |
Certified |
10/10/2012 |
|
1 |
DTCC |
Amending DDR Rulebook to provide the ability of DDR to offer a Block Trade Ancillary Service. |
07/16/2013 |
Certified |
07/29/2014 |
|
3 |
ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/07/2013 |
Withdrawn |
06/26/2013 |
|
1 |
ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. |
08/21/2013 |
Certified |
07/29/2014 |
|
1 |
ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" |
05/14/2013 |
Certified |
05/30/2013 |
|
1 |
ICE SDR |
Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/21/2013 |
Certified |
06/27/2013 |
|
1 |
ICE SDR |
Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
06/07/2013 |
Certified |
06/26/2013 |
|
1 |
DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
BSDR |
Amendment to Rulebook |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
BSDR |
Amendment to Rulebook of BSDR LLC |
02/22/2017 |
Certified |
03/09/2017 |
|
1 |
DTCC |
Amendments to DDR Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. DDR amends certain internal DDR Policies and Procedures with respect to the identification and resolution of conflicts of interest. |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
DTCC |
Amendments to DTCC Data Repository LLC Annex I to the User Agreement |
06/27/2014 |
Certified |
07/29/2014 |
|
0 |
DTCC |
Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 |
06/06/2014 |
Certified |
07/29/2014 |
|
1 |
DTCC |
Amendments to DTCC Data Repository LLC Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. (letter dated December 20, 2013) Filing #2013-04 |
12/23/2013 |
Certified |
07/29/2014 |
|
0 |
DTCC |
Amendments to DTCC Data Repository Rulebook and Operating Procedures. |
10/25/2013 |
Certified |
07/29/2014 |
|
1 |
ICE SDR |
Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
10/17/2013 |
Certified |
07/29/2014 |
|
1 |
ICE SDR |
Amendments to ICE Trade Vault, LLC Fee Schedule. |
05/21/2013 |
Certified |
04/21/2013 |
|
3 |
ICE SDR |
Amendments to ICE Trade Vault, LLC Fee Schedule. |
12/20/2013 |
Certified |
07/29/2014 |
|
1 |
ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 |
04/01/2013 |
Withdrawn |
05/13/2013 |
|
1 |
ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 |
04/01/2013 |
Withdrawn |
04/08/2013 |
|
1 |
ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. |
04/30/2013 |
Withdrawn |
05/13/2013 |
|
1 |
DTCC |
Amendments to the DDR Rulebook Section 3.3.3.2 Exceptions and Exemptions from Mandatory Clearing Requirements under US Law to refer to the current CFTC Staff No-Action Letter 14-144 on the Treasury Affiliate End-User Exception. |
02/17/2015 |
Certified |
03/03/2015 |
|
4 |
DTCC |
Amendments to the DDR Rulebook to correct notice provisions. |
02/11/2015 |
Certified |
02/25/2015 |
|
4 |
ICE SDR |
Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
ICE SDR |
Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. |
11/03/2015 |
Certified |
11/18/2015 |
|
4 |
DTCC |
Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
DTCC |
Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
08/13/2014 |
Certified |
08/27/2014 |
|
8 |
DTCC |
Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
09/19/2014 |
Certified |
10/03/2014 |
|
3 |
DTCC |
DDR Annual Policy and Procedure Rule Filing Submission (DDR63) |
11/22/2024 |
Certified |
12/09/2024 |
|
1 |
DTCC |
DDR Financial Resources Procedures updates |
07/27/2021 |
Certified |
08/10/2021 |
|
1 |
DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
11/09/2018 |
Certified |
11/26/2018 |
|
1 |
DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
05/01/2018 |
Certified |
05/15/2018 |
|
1 |
DTCC |
DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
DTCC |
DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
DTCC |
DDR P&P Rule Filing - DDR Compliance Manual |
05/09/2024 |
Certified |
05/23/2024 |
|
1 |
DTCC |
DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. |
10/05/2017 |
Certified |
10/20/2017 |
|
1 |
DTCC |
DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
DTCC |
DDR Policies and Procedures update |
10/15/2021 |
Certified |
10/29/2021 |
|
1 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
09/07/2021 |
Certified |
09/21/2021 |
|
3 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/06/2020 |
Certified |
11/23/2020 |
|
3 |