| DTCC |
Amendments to DTCC Data Repository LLC Annex I to the User Agreement |
06/27/2014 |
Certified |
07/29/2014 |
|
0 |
| DTCC |
Update to DDR Policies and Procedures. |
11/27/2023 |
Certified |
12/11/2023 |
|
0 |
| ICE SDR |
ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository |
10/09/2014 |
Certified |
10/24/2014 |
|
0 |
| DTCC |
Amendments to DTCC Data Repository LLC Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. (letter dated December 20, 2013) Filing #2013-04 |
12/23/2013 |
Certified |
07/29/2014 |
|
0 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| DTCC |
DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| DTCC |
Revisions to DDR's internal procedures. |
11/24/2020 |
Certified |
12/09/2020 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/03/2017 |
Withdrawn |
10/11/2017 |
|
1 |
| DTCC |
DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
| DTCC |
DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. |
10/05/2017 |
Certified |
10/20/2017 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/21/2013 |
Certified |
06/27/2013 |
|
1 |
| DTCC |
DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. |
03/22/2024 |
Certified |
04/05/2024 |
|
1 |
| DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. |
08/21/2013 |
Certified |
07/29/2014 |
|
1 |
| BSDR |
Amendment to Rulebook of BSDR LLC |
02/22/2017 |
Certified |
03/09/2017 |
|
1 |
| DTCC |
Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy |
11/10/2017 |
Certified |
11/27/2017 |
|
1 |
| DTCC |
DDR Financial Resources Procedures updates |
07/27/2021 |
Certified |
08/10/2021 |
|
1 |
| KOR |
Update of KOR SDR Fee Schedule |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
11/09/2018 |
Certified |
11/26/2018 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. |
04/30/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
05/01/2018 |
Certified |
05/15/2018 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| ICE SDR |
Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". |
05/07/2013 |
Withdrawn |
05/14/2013 |
|
1 |
| CMESDR |
Acceptance of Swap Data Submissions for the Equity Asset Class |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" |
05/14/2013 |
Certified |
05/30/2013 |
|
1 |
| DTCC |
Revisions to DDR's internal Policies and Procedures |
08/11/2023 |
Certified |
08/25/2023 |
|
1 |
| BSDR |
Modifications to fees charged by BSDR LLC |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
| DTCC |
Revisions to DDR's internal procedures. |
05/12/2021 |
Certified |
05/26/2021 |
|
1 |
| DTCC |
DDR is submitting revisions to its Privacy & Confidentiality Policy and Procedures in a manner consistent with Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commodity Futures Trading Commission Regulation 40.6. |
03/15/2016 |
Certified |
03/29/2016 |
|
1 |
| DTCC |
DDR Policies and Procedures update |
10/15/2021 |
Certified |
10/29/2021 |
|
1 |
| DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. |
09/28/2012 |
Certified |
10/10/2012 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 |
06/06/2014 |
Certified |
07/29/2014 |
|
1 |
| BSDR |
Amendment to Rulebook |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
| DTCC |
Update of DDR Policies and Procedures - Part two of Submission |
11/27/2023 |
Certified |
12/11/2023 |
|
1 |
| DTCC |
DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. |
02/05/2021 |
Notified |
02/05/2021 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 |
04/01/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 |
04/01/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
09/09/2014 |
Withdrawn |
09/23/2014 |
|
1 |
| DTCC |
Update to DDR internal Policies and Procedures. |
12/21/2017 |
Certified |
01/08/2018 |
|
1 |
| ICE SDR |
Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
06/07/2013 |
Certified |
06/26/2013 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository Rulebook and Operating Procedures. |
10/25/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
10/17/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
Rule Filing Update to the DTCC Global Privacy Policy. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| DTCC |
Rule Filing submission of DDR Systems Development and Monitoring Procedures. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| DTCC |
Updates to DDR Systems Development and Monitoring Procedures |
03/16/2023 |
Certified |
03/30/2023 |
|
1 |
