Technology Advisory Committee

 

Date

Press Release

Other Meetings Documents

October 3, 2019

8019-19

8036-19

Agenda

View Archived Webcast

84 FR 49098

Opening Statements:

Statement of Chairman Heath P. Tarbert

Statement of Commissioner Brian Quintenz

Statement of Commissioner Dawn D. Stump

Statement of Commissioner Dan M. Berkovitz

Presentation:

Panel I: Virtual Currencies Subcommittee Presentations
Summary Overview of Stablecoins and the Law Regarding Stablecoins
Summary Overview Of Issues Concerning Crypto-Asset Custody


Panel II: Distributed Ledger Technology and Market Infrastructure Subcommittee Presentation
Distributed Ledger Technology Sub-Committee

Panel III: Automated and Modern Trading Markets Subcommittee Presentation
Automated and Modern Trading Markets Subcommittee - FIA Best Practices for Exchange Risk Controls
ICE Futures Exchange Risk Controls


Panel IV: Cybersecurity Subcommittee Presentations
FSSCC Cybersecurity Profile
Vendor Risk Management

March 27, 2019

7900-19

7880-19

Agenda

View Archived Webcast
Transcript

84 FR 4449

Statements:
Opening Statement of Commissioner Brian Quintenz


Presentations:
Panel I: Automated and Modern Trading Markets Subcommittee Presentation & Special Presentation from DMO
Impact of Automated Orders in Futures Markets

Panel II: Virtual Currencies Subcommittee Presentation & Special Presentation from ABA
Consensus Mechanisms

ABA Derivatives & Future Law Committee White Paper - Digital and Digitized Assets: Federal and State Jurisdictional Issues


Panel III: Cybersecurity Subcommittee
Regulatory Harmonization FSSCC Cybersecurity Profile - An Overview

TAC Cybersecurity Subcommittee Cloud Recommendations


Panel IV: Distributed Ledger Technology and Market Infrastructure Subcommittee Presentation & Special Presentation from ISDA
Distributed Ledger Technology Sub-Committee
ISDA CDM 2.0

October 5, 2018

7823-18
 

7798-18

Agenda

Minutes

Transcript

83 FR 47608

View Webcast

Opening Statements:
Statement of Commissioner Brian Quintenz


Presentations:

Panel I: Virtual Currencies Subcommittee Presentation & Digital Asset Security Discussion
Cryptocurrency Market Evolution Outline
Cybersecurity


Panel II: Automated and Modern Trading Markets Subcommittee Presentation
Automated and Modern Trading Markets Subcommittee

Panel III: RegTech and Robo-Rulebooks
ReGnosys RegTech and Robo-Rulebooks

LabCFTC RegTech & Robo-Rulebooks


Panel IV: Distributed Ledger Technology and Market Infrastructure Subcommittee Presentation
Distributed Ledger Technology Sub-Committee

February 14, 2018

7690-18

Agenda

Minutes

Transcript

83 FR 4643

View Archived Webcast

Opening Statements:
Statement of Chairman J. Christopher Giancarlo

Statement of Commissioner Brian Quintenz

Statement of Commissioner Rostin Behnam

Presentations:
Algo Trading A Level Set

The Accountability Problem in Algorithmic Markets

Cryptoassets: Market Structure

LedgerX

January 23, 2018

7660-17

   

82 FR 58593

February 23, 2016

7324-16

Agenda

Transcript

View archived Webcast

Presentations:

Panel II: Swap Data Harmonization

Presentation by Pierre Lamy

Panel III; Blockchain - Distributed Ledger
Presentation by Sandra Ro

Presentation by Brad Levy

Statement by Robert Sams

81 FR 6509

January 26, 2016

7307-16
7314-16

   

81 FR 1174

June 3, 2014

6928-14

Agenda

Transcript

79 FR 28491

View Part I Technology Advisory Committee Meeting Video

View Part II Technology Advisory Committee Meeting Video

Statement of Commissioner Scott O’Malia

Presentations:

Panel II: Developing a 21st Century Surveillance Program

Market Surveillance for the future

CFTC Data Landscape and Update on Joint Efforts on Data Quality

Panel III: Increasing Buy Side Participation on SEFs
SEF Trading Overview and Participation

Data Feeds

February 10, 2014

6840-14

6844-14

Agenda

Transcript

79 FR 4884

Statement of Commissioner Scott O’Malia

Presentations:

Panel I: Swap Data Reporting

Update on Swaps Data Reporting Data Priorities and Next Steps

Panel II: Commission’s Concept Release on Automated Trading
FIA PTG Comments at the CFTC’s Technology Advisory Committee Meeting

The High-Frequency Trading Arms Race: Frequent Batch Auctions as a Market Design Response

Risk Controls and System Safeguards for Automated Trading Environments

Concept Release on Risk Controls and System Safeguards in Automated Trading Environments

Panel III: Swap Execution Facilities / Made Available to Trade Determinations
Citadel Presentation – Swap Package Transactions

TrueEx Sunil Hirani Presentation – Swap Package Transactions

Swap Execution Facilities Discussion

January 21, 2014

6820-14

6829-14

6836-14

Agenda

 

79 FR 646

September 12, 2013

6686-13

Agenda

Transcript

View Technology Advisory Committee Video Part I

View Technology Advisory Committee Video Part II

Presentations:

Update on Swaps Data Reporting by CFTC Chief Information Officer John Rogers

SDR Data Collection: Coordinating and Moving Forward by Richard Berner of Office of Financial Research

78 FR 50040

Opening Statements:

Statement of Commissioner Scott O’Malia

Statement of Chairman Gensler

Statement of Commissioner Chilton

April 30, 2013

6573-13

Agenda

Transcript

Minutes

View Technology Advisory Committee Video Part I

View Technology Advisory Committee Video Part II

October 30, 2012

6401-12

Agenda

Transcript

77 FR 64962

Presentations:

CFTC Technology Advisory Committee Reference Document: Compilation of Existing Testing and Supervision Standards, Recommendations and Regulations

Working Group 1- CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading

Working Group 2 - CFTC Technology Advisory Committee Subcommittee on Automated and High Frequency Trading: Quality Measures and Gap Analysis

Working Group 3 - CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading: Oversight, Surveillance and Economic Analysis

Working Group 4 - CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading: Market Microstructure Issues

CFTC Technology Advisory Committee Reference Document: Rule 1.73 - The Challenges of Risk Managing Give-Ups and Bunched Orders for Futures and Options on Futures

July 26, 2012

6305-12

6316-12

Agenda

Transcript

77 FR 43064

Presentations:

Presentation to the CFTC Technology Advisory Ctac103012_referenceommittee - Bryan Durkin

Secure Online Audit Confirmations: Protecting Investors

Panel Discussion - Chirstopher F. Schellhorn, Chairman and CEO, Confirmation.com

White Paper 1 - Confirmation Fraud: How auditors can overcome confirmation fraud challenges

White Paper 2 - What Every Fraudster Knows…: What we need to know about confirmation fraud

Statement of the NIBA to the Technology Advisory Committee, CFTC

Central Collateral Repository - Steve Hurst and Kevin Walsh, Merchants Data Repository, LLC

Confirmation.com - The world’s leading provider of secure electronic confirmations

National Grain and Feed Association Letter

June 20, 2012

6283-12

Agenda

View TAC Meeting Video

77 FR 34352

Working Group 1 – CFTC Technical Advisory Committee Sub-Committee on Automated and High Frequency Trading

Working Group 2 – Categorization and Data

Working Group 3 – CFTC Technical Advisory Committee Sub-Committee on Automated and High Frequency Trading

Working Group 4 – Market Microstructure Issues

March 29, 2012

6217-12

Agenda

View TAC Meeting Video Part I

View TAC Meeting Video Part II

Transcript

Presentations:

77 FR 15737

TAC Subcommittee on Data Standardization Groups 1 & 3, Recommendations

Working Group #2 – Machine-Readable Legal Documents – Review and Assessment of Interim Recommendations of the Subcommittee on Data Standardization

Working Group #4 – Storage and Retrieval of Financial Data – Review and Assessment of Interim Recommendations of the Subcommittee on Data Standardization

CFTC Technology Advisory Committee Meeting – Evolution of Automated Trading: A Market Maker’s Perspective

Oversight of Automated Trading at CME Group

High-Frequency Trading: The Academic Evidence

CFTC Technology Advisory Committee Meeting – MarkitSERV - Managing Credit Lines in a SEF/Cleared World

OTC Derivatives Clearing Flow Schematic

Oversight of Automated Trading Systems at ICE

December 13, 2011

6153-11

Agenda

View Archived Webcast

76 FR 75874

Working Group 2 – Machine-Readable Legal Documents – Data Standardization Subcommittee of the CFTC’s Technology Advisory Committee

Semantics Working Group Status Report

CFTC Technology Advisory Subcommittee on Data Standards Working Group – Storage and Retrieval of Swap Data Repository Data

Presentation to the CFTC Technology Advisory Committee – RGM Advisors, LLC

Presentation to TAC Sub-Committee on Data Standardization, UPI and LEI Working Group – Unique Product Identifier (UPI) Approach and Implementation

Paper to TAC Sub-Committee on Data Standardization, UPI and LEI Working Group --- Unique Product Identifier (UPI) Approach and Implementation

CFTC Technology Advisory Committee Subcommittee on Data Standardization Group 2 - Machine-Readable Legal Documents --- Generic Product Representation

Use of FpML for Risk Evaluation

September 30, 2011

6116-11

Agenda

   

August 5, 2011

6080-11

Agenda

 

Opening Statement, Scott D. O’Malia

Working Group Proposals

March 1, 2011

5988-11

5969-11

 

View archived webcast

Transcript

76 FR 8715

Presentations

Presentation to the CFTC Technology Advisory Committee (TAC) - BlackRock

Technology Implications and Costs of Dodd-Frank on Financial Markets - TABB Group

Technology applications needed to implement pre-trade risk management controls for DMA and Sponsored access clients - Newedge

Recommended Practices for Trading Firms, Clearing Firms and Exchanges Involved in Direct market Access - CFTC Pre-Trade Functionality Subcommittee

Division of Market Oversight Presentation to TAC Meeting - CFTC Division of Market Oversight

Data Reporting and Universal ID Requirements - DTCC

Where is the Value in High Frequency Trading?

October 12, 2010

5920-10

Agenda

View archived webcast

Transcript

75 FR 58367

July 14, 2010

5849-10

Agenda

View archived webcast

Transcript

75 FR 38086

Technology Advisory Committee Binder

Paper Topics Suggested for Presentation by TAC Members

April 28, 2005

5067-05

Agenda

Transcript

Federal Register Notice,
April 12, 2005


Attendees

Photos

Presentations:

What is Prior Art in Today’s Environment? (John Love, Director of Technology, U.S. Patent and Trademark Office)

FIA Perspectives on the Emerging Significance of Patent Claims (Edward Rosen, Cleary Gottlieb Steen & Hamilton, LLP)

Piracy of Market Data (Jack Sabo, Vice President of Market Data Services, New York Board of Trade)

Can Prices Be Property? (Dr. James Overdahl, CFTC chief economist)

A View from the Patent Office (Jon Dudas)

October 13, 2004

4998-04

Agenda

Transcript

Federal Register Notice,
September 30, 2004


Attendees

Presentations:

Surveillance of Electronic Trading (Stephen Braverman, CFTC deputy director for Market Surveillance, DMO)

Business Continuity Planning Status Report

How Exchanges Deal with Disruptions to Market Operations

Industry-Wide Disaster Recovery Test

April 24, 2002

4632-02

Agenda

Transcript

Federal Register Notice,
April 9, 2002


Attendees

Recommendations for Standardization of Protocol and Content of Order Flow Data

Best Practices for Organized Electronic Markets

November 27, 2001

4587-01
4581-01

Agenda

Transcript

Federal Register Notice,
October 31, 2001


Federal Register Notice,
October 17, 2001


Attendees

Interim Standardization Report

Interim Access Market Report

May 2, 2001

 

Agenda

Transcript

Federal Register Notice,
April 16, 2001


Attendees

April 25, 2000

4396-00

Agenda

Transcript

Federal Register Notice,
April 10, 2000


Attendees