Displaying results 171 - 180 of 399
2014-17263
...[Federal Register Volume 79, Number 141 (Wednesday, July 23, 2014)] [Notices] [Page 42764] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2014-17263] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION…
2014-03048
...Federal Register, Volume 79 Issue 29 (Wednesday, February 12, 2014)[Federal Register Volume 79, Number 29 (Wednesday, February 12, 2014)] [Notices] [Pages 8441-8442] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2014-03048…
Opening Statement Commissioner Scott D. O’Malia, Open Meeting on Cross –Border Guidance and Exemptive Order
... Opening Statement Commissioner Scott D. O’Malia, Open Meeting on Cross –Border Guidance and Exemptive Order July 12, 2013 Mr. Chairman, I would like to thank the staff and my fellow commissioners and international regulators for all of their hard work to modify the cross-border document and…
2017-16459
...Federal Register, Volume 82 Issue 149 (Friday, August 4, 2017) [Federal Register Volume 82, Number 149 (Friday, August 4, 2017)] [Notices] [Pages 36384-36385] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2017-16459…
2019-20957
… service, or focus attention on areas where communication, training or changes in operations might improve delivery of …
Concurring Statement of Commissioner Caroline D. Pham Regarding LIBOR Transition Clearing Requirement Determination for Certain Interest Rate Swaps
… participants to “adapt systems; create and run internal training; issue client communications; and develop and …
2023-05473
… service, or focus attention on  areas where communication, training or changes in operations might  improve delivery of …
CFTC Approves Two Proposals and a DCO Application
… – supported by broad requirements relating to governance, training, testing, and recordkeeping. The proposed rule …
Keynote Address of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting
… months to the reporting of pitchers and catchers at spring training camps.  In many respects, this conference also … having whittled down to only a pair. Then, just as spring training got underway (a little later than usual), [1] … into their priorities and personal interests. Spring training was a little shorter in 2022, and so was our time …
Remarks of CFTC Commissioner Sharon Y. Bowen before the 17th Annual OpRisk North America
… that those who report to them have received sufficient training, have fully understood the rules, and will abide by … that needs to be considered is the danger of inadequate training or communication failures within the organization. …