Displaying results 81 - 87 of 87
… possibly need to increase compliance staff and/or provide training for existing compliance staff to ensure effective …
… policies and procedures, technology systems, and training programs to address requirements imposed by SD …
… of such SDR established under proposed Sec. 49.11; (iv) a training program for employees responsible for swap data … to be used in connection with required reporting; (iii) a training program for employees responsible for real-time …
… things, policies and procedures, technology systems, and training programs to address requirements imposed by SD …
...[Federal Register Volume 88, Number 223 (Tuesday, November 21, 2023)]
[Proposed Rules]
[Pages 81236-81292]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-24774]
[[Page 81235]]
Vol. 88
Tuesday,
No. 223
November 21, 2023
Part III
Commodity Futures Trading Commission…
...[Federal Register Volume 85, Number 228 (Wednesday, November 25, 2020)]
[Rules and Regulations]
[Pages 75601-75678]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-21570]
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COMMODITY FUTURES TRADING COMMISSION
17 CFR Parts 43, 45, and 49
RIN 3038-AE32…
… ``while deliverable supply must be one key measure for constraining speculation, it is not sufficient to address all … contracts may impose costs on market participants by constraining liquidity because a trader may be prevented from … marginal costs on bona fide hedgers by potentially constraining liquidity formation (i.e., as the open interest of …