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… personnel or to require a different level of cross-training related to its wide-scale disruption plan,'' and … is unlikely to incur ``any significant additional personnel training cost associated with the CFTC's proposed RTO of two …
… identification and authentication; security awareness training; audit log maintenance, monitoring, and analysis; … and approvals; outsourcing and vendor management; training in secure coding practices; and any other elements …
… Commission consider when it looks to prioritize staffing, training and expertise on climate-related issues? Which …
… (CTAs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
… with the statutory RENTD standard may be unnecessarily constraining underwriting and market making, two critical … of the banking entity or by a qualified outside party; Training for trading personnel and managers, as well as … audit of the effectiveness of the compliance program; (5) training for personnel to [[Page 62043]] effectively …
… framework, independent testing of the compliance program, training, and recordkeeping; establish metrics reporting … attention; (4) independent testing and audits; (5) training for certain personnel; and (6) recordkeeping … controls, management framework, independent testing, training, and records), commensurate with the size, scope, …
...FR Doc 2010-29024[Federal Register: November 23, 2010 (Volume 75, Number 225)]
[Proposed Rules]
[Page 71379-71390]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr23no10-17]
[[Page 71379]]
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… members, research personnel or sharing of employees for training, operational or compliance purposes would not … decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as … members or research personnel, or sharing of employees for training, operational or compliance purposes, would not …
… will have appropriate controls for access; awareness and training; audit and accountability; configuration …
… RIAs may need to increase compliance staff and/or provide training for existing compliance staff to ensure effective …