Displaying results 21 - 30 of 87
...Federal Register, Volume 79 Issue 44 (Thursday, March 6, 2014)[Federal Register Volume 79, Number 44 (Thursday, March 6, 2014)] [Notices] [Pages 12689-12690] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2014-04919…
...Federal Register, Volume 78 Issue 238 (Wednesday, December 11, 2013)[Federal Register Volume 78, Number 238 (Wednesday, December 11, 2013)] [Notices] [Pages 75333-75334] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-29521…
...[Federal Register Volume 78, Number 246 (Monday, December 23, 2013)] [Notices] [Pages 77439-77440] From the Federal Register Online via the Government Printing Office [www.gpo.gov] [FR Doc No: 2013-30419] ======================================================================= ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
… by broad requirements relating to governance,  training, testing, and recordkeeping. The proposed rule …
...[Federal Register Volume 88, Number 152 (Wednesday, August 9, 2023)] [Notices] [Pages 53871-53872] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2023-17040] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities: Notice of Intent To…
...Federal Register, Volume 85 Issue 160 (Tuesday, August 18, 2020)  [Federal Register Volume 85, Number 160 (Tuesday, August 18, 2020)] [Notices] [Pages 50805-50806] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2020-18039…
… Security awareness training.\74\ … \74\ NIST SP 800-53 Rev. 4, Awareness and Training (``AT'') control family, available at … Training in secure coding practices.\98\ … in order to improve organizational readiness, improve training for defensive practitioners, and inspect current …
… of a compliance officer; (C) an ongoing employee training program; and (D) an independent audit function to …
… information, and required annual privacy and security training. Technical security measures within CFTC include …
… would provide for, without limitation, appropriate training of officers and personnel of the records entity … A few commenters argued that the specific reference to training is not consistent with the Commission's emphasis on … brokers); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …