Displaying results 51 - 60 of 76
Remarks of Chairman Timothy Massad before the National Energy Marketers Association
… civil and criminal charges against an individual for spoofing in and manipulating, and attempting to manipulate, …
Keynote Address by Chairman Timothy G. Massad before the Institute of International Bankers
… attempt to manipulate our markets through sophisticated spoofing strategies. And we have also stopped crooks trying …
Keynote Address of Chairman J. Christopher Giancarlo before FIA Annual Meeting, Boca Raton, Florida
… large market participants involved in commodities fraud and spoofing schemes. That action was the largest futures market …
Statement of Commissioner Kristin N. Johnson Regarding Effectively Calibrating CFTC Civil Money Penalties to Deter Repeated Compliance Failures
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
Opening Remarks of Commissioner Kristin N. Johnson at FIA L&C Panel: Futureproofing Financial Markets: AI and Derivatives Markets
… In entering a Consent Order, under which Sarao admitted to spoofing and manipulation in violation of the CEA, the court … Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing (Apr. 21, 2015),  …
Remarks of Chairman Timothy Massad before the National Grain and Feed Association 119th Annual Convention
… manipulate our markets through high frequency trading using spoofing strategies. And we have also stopped crooks trying …
Keynote Address by Commissioner Scott D. O’Malia, SIFMA Compliance and Legal Society Annual Seminar
… prohibiting disruptive trading practices, such as “spoofing,” violating bids or offers, and disruptive trading …
Testimony of Chairman J. Christopher Giancarlo before the House Committee on Agriculture, Washington, D.C.
… in jail. In January 2018, the CFTC filed manipulation and spoofing cases against six individuals in coordination with … Attorney General John P. Cronan Announces Futures Markets Spoofing Takedown, UNITED STATES DEPARTMENT OF JUSTICE, … ant-attorney-general-john-p-cronan-announces-futures-markets-spoofing [6] CFTC, NASAA Sign Agreement for Greater …
Speech, “How Big is Big?”, “Oil and the Macroeconomy in a Changing World”, Symposium Sponsored by the Federal Reserve Bank of Boston
… other harmful activities, like “banging the close” or “spoofing.” This is an excellent result, and I’m very pleased …
Remarks of Chairman Timothy Massad before the Global Exchange and Brokerage Conference (New York)
… activity as well. We have recently brought several spoofing cases, where market participants used complex …