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… Similarly, we have brought more manipulative conduct and spoofing cases than ever before. From 2009 to 2016, the … manipulative conduct or disruptive trade practices like spoofing as particularly noteworthy. Why is that the case? … was the announcement of the parallel actions involving spoofing and manipulative conduct we filed together with the …
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
… efforts with respect to new forms of improper behavior like spoofing. Just last week our case against Navinder Sarao for spoofing was settled, and he pleaded guilty to criminal …
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … this new authority against a firm and its principal for spoofing in 2013, one of the first such cases, and last … the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
… and negatively. Phrases like “quote stuffing” and “spoofing” are bantered about as ways that algorithmic …
… interesting issues. New forms of bad behavior, such as spoofing, are complicated and constantly evolving. As I … requires sophisticated IT capabilities. In the case of spoofing and manipulation, however, it also involves a …
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes and … actions against those who engage in activities such as spoofing and other forms of manipulation. The proposal we …
… things, that Tower engaged in a manipulative and deceptive spoofing scheme resulting in the largest civil resolution … of Tower’s actions, which involved unprecedented levels of spoofing, I am not comfortable advising the SEC that the …
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes, and …