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… action in 2018 against BNS for market manipulation known as spoofing. [3] Then in 2020, the CFTC brought another … enforcement action against BNS for market manipulation (spoofing)—this time in parallel with a Department of Justice … Orders to Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets , (Oct. 1, …
… to undermine market integrity—misconduct like manipulation, spoofing, and disruptive trading. These cases are complex, … was the announcement of the parallel actions involving spoofing and manipulative conduct we filed together with the … and six individuals for manipulative conduct and spoofing, including the largest civil monetary penalty ever …
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. One-third of … Enforcement Actions Manipulation, Attempted Manipulation, Spoofing, and/or Manipulative or Deceptive Device FY 2018 …
… trend shows up in cases involving market manipulation and spoofing. Again, to highlight a couple of recent examples: … Inc. , the CFTC brought charges including manipulation and spoofing in the precious metals futures markets. In the … traders at a major U.S. bank with manipulative conduct and spoofing, also in the precious metals futures markets. [15] …
… is placed. Market integrity risk, due to the potential for spoofing or other forms of manipulation. The increased use … authority to prevent new forms of illegal behavior, such as spoofing. We have brought enforcement actions against those who engage in spoofing. And we will continue to be aggressive on this …
… just one example, Congress gave us new authority to attack “spoofing,” where a party enters a bid or offer with the … Last year, we brought a civil action against a firm for spoofing, one of the first such cases, and last month, the … for Illinois indicted an individual from that firm for spoofing, based on a referral from us. We are equally …
… harm described in the Order is unparalleled among prior spoofing cases brought by the Commission. This enforcement …
… using them. We have new authority, for example, to attack “spoofing,” where a party enters a bid or offer without the … brought a civil action against a firm and its principal for spoofing, one of the first such cases, and in October, the U.S. Attorney for Illinois indicted the principal for spoofing, based on a referral from us. We have also directed …
… with respect to interpretation of disruptive trading and spoofing. In the ANPR, the Commission asked the industry to … for algorithmic or automated trading and what constitutes spoofing. Unfortunately, we failed to provide guidance in …
… market participants use to distort the markets, such as "spoofing," where a party enters a bid or offer with the … but not to consummate a transaction. We used this new anti-spoofing provision to successfully prosecute Panther Energy for its spoofing practices in our energy markets. Going forward, …