Displaying results 81 - 90 of 91
CFTC Division of Enforcement Issues Report on FY 2018 Results
… task forces focused on four different substantive areas — spoofing and manipulative trading, virtual currency, insider …
CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures
... September 28, 2017 CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Connecticut-based Tillage Commodities, LLC (Tillage), a Commodity Pool Operator (CPO), for failure to…
CFTC and Kansas State University Announce 2018 Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence between cash and futures …
CFTC Posts Record-Breaking Enforcement Year
… resolution for violations relating to manipulation and spoofing; Filed an action in coordination with more state …
CFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the Commission’s first Chief Market Intelligence Officer
… for prosecution violations of law and regulation such as spoofing, manipulation and fraud. Before BPI, Mr. Busch was …
CFTC DMO Issues Rule Enforcement Reviews of the Chicago Board of Trade, Chicago Mercantile Exchange, Commodity Exchange, Inc. and New York Mercantile Exchange, Inc.
… and COMEX should continue to develop strategies to detect spoofing. • NYMEX and COMEX should reduce the time they take …
CFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan & Former Chief Risk Officer William Steele Jointly to Pay a $1.5 Million Penalty for Supervision, Risk Management Failures & Making Inaccurate Statements in Required CFTC Filings
… of trading in several contract markets, consistent with spoofing and/or manipulative or deceptive trading. According …
CFTC Releases Annual Enforcement Results for Fiscal Year 2014
… Litigation Cases o Attempted Manipulation Through “Spoofing” - Resolved litigation against Eric Moncada and … (Serdika) , on charges of attempted manipulation through “spoofing” orders, fictitious and non-competitive …
CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark Interest Rates
... December 19, 2012 CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark…
CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen Libor
... May 15, 2014 CFTC Charges RP Martin Holdings Limited and Its Subsidiary, Martin Brokers (UK) Limited, with Manipulation and Attempted Manipulation of Yen Libor RP…