Displaying results 61 - 70 of 91
… June 2, 2017 CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures … charges against David Liew for engaging in numerous acts of spoofing, attempted manipulation, and, at times, … In the Order, Liew admits the facts of his manipulation and spoofing activity and acknowledges that his conduct violated …
… and deceptive trading related to swaps with bond issuers, spoofing, and supervision and mobile device recordkeeping … has zero tolerance for manipulative, deceptive or spoofing transactions, including by registered swap … who supervised HSBC’s U.S. dollar swap desk, engaged in spoofing in the voice-brokered swaps market on a number of …
… and 3Red Trading LLC to Pay $2.5 Million Penalty for Spoofing and Employment of a Manipulative and Deceptive … that the Defendants engaged in a manipulative and deceptive spoofing scheme while trading at least five different … and CFTC Regulations adopted pursuant to the CFTC’s anti-spoofing and expanded anti-fraud and anti-manipulation …
… Respectively, and Bans Them from Trading for 6 Months for Spoofing in U.S. Treasury Futures Markets Each Trader Placed … charges against Stephen Gola and Jonathan Brims for spoofing — bidding or offering with the intent to cancel the … violating the Commodity Exchange Act’s prohibition against spoofing, as charged. The Orders find that, between July 16, …
… Bans Him from Trading in CFTC-Regulated Markets for Spoofing in the Gold, Silver, Copper, and Crude Oil Futures … York, New York for engaging in thousands of incidents of “spoofing” — bidding or offering with the intent to cancel … violating the Commodity Exchange Act’s prohibition against spoofing. The Order further permanently bans Posen from …
… His Proprietary Trading Company, 3 Red Trading LLC, with Spoofing and Employment of a Manipulative and Deceptive … 3 Red Trading LLC (3 Red), both of Chicago, Illinois, with spoofing and employment of a manipulative and deceptive … and repeatedly engaged in a manipulative and deceptive spoofing scheme while trading in at least five futures …
… Jersey, and Gregg Smith , of New York, charging them with spoofing, engaging in a manipulative and deceptive scheme, … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. “These charges strike at the core of … the market, through an unlawful trade practice known as spoofing, to trick others into executing the defendants’ …
… he engaged in the unlawful disruptive trade practice of “spoofing” (bidding or offering with the intent to cancel the … agreements set forth how each trader employed a spoofing strategy that involved entering a large brief order … same or a correlated market. Lao, Liao, and Salant used the spoofing strategy to get their smaller orders filled (and …
… Activity Includes Significant Anti-Manipulation and Spoofing Enforcement Actions, Integration of Market … included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC …
… brought in connection with the Division of Enforcement’s Spoofing Task Force. [See CFTC Press Release No. 7689-18 ] The order provides that Edge aided and abetted Trader A’s spoofing (bidding or offering with the intent to cancel the … A knowing that he planned to use this function to engage in spoofing and to employ a manipulative scheme. The …