Displaying results 781 - 790 of 830
… examinations of registrants, particularly foreign currency (Forex)-only FCMs and mid-level FCMs whose sales practices … Review subprogram to increase Commission oversight of Forex-only FCMs and other FCMs of interest, and to augment … program concerning firms engaged in, retail off-exchange Forex transactions; 3) assisting in the Commissions …
… $20 million capital requirement for retail over-the-counter forex firms. … $20 million capital requirement for retail over-the-counter forex firms. …
… $20 million capital requirement for retail over-the-counter forex firms. … $20 million capital requirement for retail over-the-counter forex firms. …
… $20 million capital requirement for retail over-the-counter forex firms. … $20 million capital requirement for retail over-the-counter forex firms. …
… “undermines the CFTC’s position”); Jessica Corso, Forex Firm Wants CFTC Sanctioned for ‘Bad Faith’ Behavior , …
… process for futures, commodity options and retail forex intermediaries, as well as for floor traders and floor … (vi) The nature and extent of any pending customer, retail forex customer, option customer, leverage customer, swap …
… process for futures, commodity options and retail forex intermediaries, as well as for floor traders and floor … (vi) The nature and extent of any pending customer, retail forex customer, option customer, leverage customer, swap … process for futures, commodity options and retail forex intermediaries, as well as for floor traders and floor …
… regulation 1.35, which states ``commodity futures, retail forex transactions, commodity options and cash commodities … ``Commodity interest'' includes commodity futures, retail forex, commodity options, and swaps. See Final Adaptation … 75 FR 55410, 55416 (Sept. 19, 2010) (RFEDs) (``Retail Forex Final Rules''); and Position Limits for Futures and …
… together with required minimum security deposit for retail forex transactions for commodity interest transactions \21\ … to be employed and investment activity (including retail forex and swap transactions) expected to be engaged in by … for the pool, acting as a counterparty to the pool's retail forex or swap transactions, or acting as a swap dealer with …
… Fraud (issued June 15, 2022); CFTC Customer Advisory: Avoid Forex, Precious Metals, and Digital Asset Romance Scams …