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… (vi) The nature and extent of any pending customer, retail forex customer, option customer, leverage customer, swap … (vi) The nature and extent of any pending customer, retail forex customer, option customer, leverage customer, swap …
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Commodity Futures Trading Commission
Agricultural Advisory Committee
27th MEETING
1:00 p.m.
Wednesday, December 8, 1999
Commodity Futures Trading Commission
Three Lafayette Centre
|1155 21st Street, N.W.
Washington, D.C. 20581
A G E N D A
Welcoming Remarks and Introductions
David D. Spears, Commissioner,Chairman of the AAC 3
Discussion on…
… by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars … by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars … by the strike price per unit, for each such retail forex transaction, by calculating the value in U.S. Dollars …
… employee pension fund for basic information concerning Forex currency trades on its account could preclude a … submission of whistleblower allegations that the Forex currency broker engaged in large-scale mischarging, … employee pension fund for basic information concerning Forex currency trades on its account could preclude a …
… \76\ NFA Compliance Rules 2-29, 2-36, Requirements for Forex Transactions. \77\ See, e.g., Section 4b of the CEA … \76\ NFA Compliance Rules 2-29, 2-36, Requirements for Forex Transactions. \77\ See, e.g., Section 4b of the CEA …
… involving 410 of the contracts, mostly involving energy, forex and weather contracts, almost all or all of the … futures commission merchants offering or engaging in retail forex transactions and for retail foreign exchange dealers. … involving 410 of the contracts, mostly involving energy, forex and weather contracts, almost all or all of the …
… plus 5 percent of the FCM's liabilities to the retail forex participants that exceeds $10,000,000; (3) 8 percent … plus 5 percent of the FCM's liabilities to the retail forex participants that exceeds $10,000,000; (3) 8 percent …
… Courts have expressed this view as well. See, e.g., Salomon Forex, Inc. v. Tauber, 8 F.3d 966, 971 (4th Cir. 1993) … Courts have expressed this view as well. See, e.g., Salomon Forex, Inc. v. Tauber, 8 F.3d 966, 971 (4th Cir. 1993) …
… futures commission merchants offering or engaging in retail forex transactions and for retail foreign exchange dealers. … futures commission merchants offering or engaging in retail forex transactions and for retail foreign exchange dealers. …