Displaying results 31 - 40 of 41
… Paws Nutritional Org.; and TD Ameritrade Futures and Forex LLC (``TD Ameritrade''). All comment letters are …
… to require the FCM to disclose its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …
… to require the FCM to disclose its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …
… to require the FCM to disclose its obligation to retail forex customers. Currently, an FCM's obligation to retail forex customers is included with other miscellaneous … 27.J. ``Other.'' The separate reporting of an FCM's retail forex obligation will provide greater transparency on the …
… (``month-end AANA'') of non-cleared derivatives, including forex forwards and swaps, during the period of March, April, …
… in off- exchange foreign currency transactions with retail forex customers,\36\ $20 million, plus 5% percent of the FCM's liabilities to the retail forex customers that exceed $10 million; (iii) 8% percent of … Sec. 5.1(k) (17 CFR 5.1(k)) defines the term ``retail forex customer'' as a person, other than an eligible …
… exchange swaps excluded by the Treasury Department or spot forex transactions, because such transactions are already … premiums, and required minimum security deposit for retail forex transactions (as defined in Sec. 5.1(m) of this … premiums, and required minimum security deposit for retail forex transactions (as defined in Sec. 5.1(m) of this …
… futures contracts, options on futures, retail off-exchange forex contracts or swaps, and accepts money or other assets …
… premiums, and required minimum security deposit for retail forex transactions (as defined in Sec. 5.1(m) of this … premiums, and required minimum security deposit for retail forex transactions (as defined in Sec. 5.1(m) of this …
… \178\ The Commission notes that Forex Capital Markets, LLC (``FXCM'') commented in response …