Displaying results 761 - 770 of 1856
… (Commission or CFTC) effective regulation of the derivatives markets and enforcement against fraud and … its own Carbon Offset Platform where a company, an organization or a regular citizen can purchase carbon … the life-cycle of a transaction—from pre-execution to clearing and settlement—and are consistent in the treatment …
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… of certain changes in the ownership or corporate or organizational structure of a SEF or DCM. DATES: Comments … these SEF and DCM rules with the corollary rules for derivatives clearing organizations (``DCOs'') under part 39 of the …
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… Counsel, 202-418-5926, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … Act may be accessed at http://www.cftc.gov/LawRegulation/OTCDERIVATIVES/index.htm. \2\ Pursuant to section 701 of the … would not apply to swaps cleared by a derivatives clearing organization (DCO). The Commission does not believe it is …
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… The advisory reminds designated contract markets, derivatives clearing organizations, and swap execution facilities that have an …
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… to design RMPs tailored to their circumstances and organizational structures.[9] In the decade since the RMP … to the U.S. financial system as a whole and help protect derivatives customers and counterparties.[13] The importance … services for several FCMs, including about 20 percent of clearing members at the Chicago Mercantile Exchange (CME), …
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… to walk away. But, then again, as I have said before, the derivatives industry is marked by—and thrives on the … market reform. More than a decade later, treasury futures clearing is following suit. Looking back, the almost 15 … important work underway by IOSCO (International Organization of Securities Commissions), where I have served …
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… 17 CFR Part 39 System Safeguards Testing Requirements for Derivatives Clearing Organizations; Final Rule Federal Register / Vol. 81 , No. …
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… notice of proposed rulemaking on financial resources for derivatives clearing organizations. It is an important first step in fulfilling …
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… Counsel, 202-418-5926, [email protected]; Division of Clearing and Intermediary Oversight, Commodity Futures … may be accessed at http://www.cftc.gov/LawRegulation/ OTCDERIVATIVES/index.htm. \2\ Pursuant to Section 701 of the … to perform oversight to one or more self-regulatory organizations (SROs), or whether a combination of Commission …
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… Sheet: Proposed Regulations Regarding Position Limits for Derivatives Q&A: Position Limits for Derivatives Fact Sheet: … Rule for Risk Management Requirements for Derivatives Clearing Organizations Q&A: Risk Management Requirements for …
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