EVENT: Archive Dec 16, 2010


Transcript

Open Meeting on Eighth Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

When:

Thursday, December 16, 2010, 9:30 AM (ET)

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Eight Series of Proposed Rules under the Dodd-Frank Act

This event is open to the public.

View Archived Webcast

CFTC Press Release 5951-10

Opening Statements:

Opening Statement by Chairman Gary Gensler

Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler

Opening Statement by Commissioner Bart Chilton

Opening Statement by Commissioner Scott O’Malia

Opening Statement by Bruce Fekrat, Senior Special Counsel, Division of Market Oversight

Additional Documents

Fact Sheet: Proposed Rule on Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants
Q&A: Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants

Fact Sheet: Proposed Regulations Regarding Position Limits for Derivatives
Q&A: Position Limits for Derivatives

Fact Sheet: Proposed Rule for Risk Management Requirements for Derivatives Clearing Organizations
Q&A: Risk Management Requirements for Derivatives Clearing Organizations

Fact Sheet: Core Principles and Other Requirements for Swap Execution Facilities
Q&A: Core Principles and Other Requirements for Swap Execution Facilities

Federal Register Releases:

76 FR 722: 17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

75 FR 81519: 17 CFR Part 23 Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants

76 FR 3698: 17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations

76 FR 4752: 17 CFR Parts 1, 150 and 151 Position Limits for Derivatives


Last Updated: January 13, 2015