Displaying results 2771 - 2780 of 2823
2020-28300
… Chief Counsel and Senior Advisor, 202-418-5092, rwasserman@cftc.gov , Ward P. Griffin, Senior Special Counsel, 202-418-5425, wgriffin@cftc.gov , Jocelyn Partridge, 202-418-5926, … a general exemption from undermargined account capital charges in accordance with Sec.  1.17. …
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Illicit Finance and Other Key Risks of Digital Assets: Keynote at City Week 2023
… assets have attracted opportunists and criminals.   The CFTC will aggressively police fraud in digital asset … into risks of digital asset activity.   I came to the CFTC from Treasury where for the last decade I served as the … 2008 financial crisis.   Within three months of joining the CFTC, starting in June 2022, I began warning of financial …
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2024-21682
… The Commodity Futures Trading Commission (Commission or CFTC)  is adopting amendments to certain provisions of its … CONTACT: Amanda L. Olear, Director, 202-418- 5283 or aolear@cftc.gov; Pamela M. Geraghty, Acting Deputy Director,  202-418-5634 or pgeraghty@cftc.gov; Elizabeth Groover, Acting Associate  Director, …
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2012-7477
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting rules to implement new statutory … John C. Lawton, Deputy Director, 202- 418-5480, jlawton@cftc.gov, and Christopher A. Hower, Attorney-Advisor, 202-418-6703, chower@cftc.gov, Division of Clearing and Risk, and Camden Nunery, …
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2011-28549
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … under management to file Form PF with the SEC. The new CFTC rule requires commodity pool operators (``CPOs'') and …
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2010-29024
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to adopt regulations that would … Web Site, via its Comments Online process: http:// comments.cftc.gov. Follow the instructions on the Web site for … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
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2023-28745
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is proposing to require that futures … by RIN number 3038–AF23, by any of the following methods: • CFTC Comments Portal: https://comments.cftc.gov. Select the “Submit Comments” link for this …
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2023-14457
… The Commodity Futures Trading Commission (Commission or CFTC)  is proposing amendments to certain regulations … and RIN 3038-AF16, by any of the  following methods:      CFTC Comments Portal: https://comments.cftc.gov. Select  the … Requirements), which describes  standards for capital charges arising from bank exposures to central  …
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Dissenting Statement of Commissioner Dan M. Berkovitz Regarding Proposed Rulemaking on Swap Execution Facilities and Trade Execution Requirement
… dissent from the Commodity Futures Trading Commission’s (“CFTC” or “Commission”) notice of proposed rulemaking … the Proposal ignores the following studies and conclusions: CFTC economists’ study (2018). [4]   This study, conducted by four CFTC economists, concluded:   “Judged from our evidence, …
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Statement of Dissent by Commissioner Rostin Behnam Regarding Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants; Proposed Rule
… Futures Trading Commission’s (the “Commission” or “CFTC”) notice of proposed rulemaking addressing the … corporate structures of the market participants that the CFTC regulates.” [10]  It is this type of complexity that … the independent operation of CEA section 2(i), which the CFTC is charged with enforcing. [12]   Congress did not …
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