Displaying results 71 - 77 of 77
Concurring Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Against Coinbase, Inc.
… Orders the Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
Remarks of Acting Chairman J. Christopher Giancarlo before the 42nd Annual International Futures Industry Conference
… and prosecute violations of law and regulation, such as spoofing, manipulation and fraud. It will foster increased …
Remarks of Enforcement Director Ian McGinley at the New York University School of Law Program on Corporate Compliance and Enforcement: “The Right Touch: Updated Guidance on Penalties, Monitors, and Admissions”
… Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision …
Remarks of Chairman J. Christopher Giancarlo at FIA Expo Chicago, Illinois
… than ever before; More cases for manipulative conduct and spoofing; More whistleblower awards than in the entire …
Speech of Commissioner Kristin N. Johnson: Beyond Policing for Fraud: Post-Crisis Crypto-Corporate Governance Reforms
… included (1) manipulative conduct, false reporting, and spoofing; (2) supervision, financial integrity and business …
The CFTC Needs to Get Serious: A Strategic Plan for Reform, Statement of Commissioner Caroline D. Pham Before the Open Meeting on May 10, 2024
… ; [10] Statement of Commissioner Caroline D. Pham on Spoofing in Voice Brokered Swaps Markets (May 12, 2023), …
Keynote Address of Chairman Rostin Behnam at the ISDA 36th Annual General Meeting, Hotel Riu Plaza España, Madrid
… to perform pattern recognition, as it has already for our spoofing dashboard, for other types of market manipulation …