External Meetings: Meeting with ISDA
External Meetings: Meeting with ISDA
Meeting regarding Customer Protection Rule.
External Meetings: Meeting ADM/ADMIS
External Meetings: Meeting ADM/ADMIS
Meeting regarding Customer Protection Rule.
External Meetings: Meeting with FIA
External Meetings: Meeting with FIA
Meeting regarding Customer Protection Rule
External Meetings: Discussion with Mizuho and SMBC
External Meetings: Discussion with Mizuho and SMBC
Discussion of the cross-border application of the aggregation requirement relating to the de minimis exception from the swap dealer definition.
External Meetings: Meeting with AIMA
External Meetings: Meeting with AIMA
Discussion of guidance on the term US person in the further proposed guidance and final exemptive order, as it applies to investment managers outside the US.
External Meetings: Discussin with Morrison & Foerster
External Meetings: Discussin with Morrison & Foerster
Discussion of guidance on the term US person in the further proposed guidance and final exemptive order, as it applies to international financial institutions.
External Meetings: Discussion with MFA and AIMA
External Meetings: Discussion with MFA and AIMA
Discussion of guidance on the term US person in the further proposed guidance and final exemptive order, as it applies to investment managers.
External Meetings: Discussion with Rabobank
External Meetings: Discussion with Rabobank
Discussion of guidance on term US person in further proposed guidance and exemptive order.
External Meetings: Discussion with Davis Polk
External Meetings: Discussion with Davis Polk
Discussion of guidance on term US person in further proposed guidance and exemptive order, as it applies to non-US umbrella fund structures.