External Meetings: Meeting with Citibank & Cleary Gottlieb
External Meetings: Meeting with Citibank & Cleary Gottlieb
Participants discussed the cross-border proposal and the upcoming expiration of the cross-border exemptive order.
External Meetings: Meeting with SIFMA Asset Management Group
External Meetings: Meeting with SIFMA Asset Management Group
Discuss cross-border application of the Dodd-Frank Act.
External Meetings: Meeting with Better Markets
External Meetings: Meeting with Better Markets
Discuss cross border application of the Dodd-Frank Act; and discuss substituted compliance.
External Meetings: Call with Citadel
External Meetings: Call with Citadel
Discuss straight through processing; CFTC rule 1.73.
External Meetings: Meeting with Goldman Sachs
External Meetings: Meeting with Goldman Sachs
Discussion of cross-border guidance, including points in Further Proposed Guidance.
External Meetings: Telephone Call w/ Dennis Kelleher
External Meetings: Telephone Call w/ Dennis Kelleher
Phone call, re: Dodd Frank implementation and cross border application of the Dodd-Frank Act.
External Meetings: Meeting with Alan Sobba
External Meetings: Meeting with Alan Sobba
External Meetings: Meeting with Investment Company Institute
External Meetings: Meeting with Investment Company Institute
Customer Protection Rulemaking, discussion of proposed MMMF acknowledgement letter requirements
External Meetings: Meeting with American Securitization Forum
External Meetings: Meeting with American Securitization Forum
Discussion of Clearing Requirement.
External Meetings: Meeting with Citigroup
External Meetings: Meeting with Citigroup
The meeting discussed the proposed cross border guidance and the application of swap rules to Citigroup's non-US activity.