External Meetings: CFTC-SEC consultation with MarketAxess

The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) MarketAxess' business and operations; (ii) the definition and scope of swap execution facilities; (iii) considerations regarding pre-trade and post-trade price transparency; (iv) block trades; (v) self regulation of swap execution facilities; and (vi) considerations regarding governance of swap execution facilities.
XIII. SEF Registration
CFTC Staff
Riva Adriance

Steven Benton

Nancy Markowitz

Mauricio Melara

Michael Penick

Gregory Price

David Van Wagner
Charles Hood (MA)

Richard McVey (MA)

Mark Young (S)

Nancy Burke-Sanow (SEC)

David Dimitrious (SEC)

Leah Mesfin (SEC)

Heidi Pilpel (SEC)

Steven Varholik (SEC)
MarketAxess (MA)

Skadden, Arps, Slate, Meagher& Flom LLP (S)