External Meetings: CFTC-SEC consultation with MarketAxess
The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) MarketAxess' business and operations; (ii) the definition and scope of swap execution facilities; (iii) considerations regarding pre-trade and post-trade price transparency; (iv) block trades; (v) self regulation of swap execution facilities; and (vi) considerations regarding governance of swap execution facilities.
When
Rulemaking(s)
XIII. SEF Registration
CFTC Staff
Riva Adriance
Steven Benton
Nancy Markowitz
Mauricio Melara
Michael Penick
Gregory Price
David Van Wagner
Steven Benton
Nancy Markowitz
Mauricio Melara
Michael Penick
Gregory Price
David Van Wagner
Visitor(s)
Charles Hood (MA)
Richard McVey (MA)
Mark Young (S)
Nancy Burke-Sanow (SEC)
David Dimitrious (SEC)
Leah Mesfin (SEC)
Heidi Pilpel (SEC)
Steven Varholik (SEC)
Richard McVey (MA)
Mark Young (S)
Nancy Burke-Sanow (SEC)
David Dimitrious (SEC)
Leah Mesfin (SEC)
Heidi Pilpel (SEC)
Steven Varholik (SEC)
Organization(s)
MarketAxess (MA)
Skadden, Arps, Slate, Meagher& Flom LLP (S)
Skadden, Arps, Slate, Meagher& Flom LLP (S)