External Meetings: Video Conference with Vanguard and Fidelity

On April 13, 2011, at 11:15 a.m. EDT, Chairman Gensler and Commission staff held a video conference with representatives of Fidelity Investments and Vanguard.  Topics discussed included implementation of Dodd-Frank final rules, open access to derivatives clearing organizations, straight-through processing for cleared swaps, and procedures for block trade allocations.
VII. DCO Core Principles

CFTC Staff
Chairman Gary Gensler (in New York) 

Stephen Obie (in New York)

Riva Adriance

Joe Cisewski

Jon DeBord

Phyllis Dietz

Mark Fajfar

Sarah Josephson

Daniel S. Konar II

John Lawton

Susan Nathan

Jeff Steiner

Kevin Walek

Anne Schubert
Jacques Perold (Fidelity)

Matthew Nevins (Fidelity)

Ann Combs (Vanguard)

John Hollyer (Vanguard)

Gus Sauter (Vanguard)

Bill Thum (Vanguard)
Fidelity Investments (Fidelity)