External Meetings: Meeting w/UBS Americas, Inc.

Participants discussed (i) timeline for rule implementation, (ii) core principle 9, (iii) issues pertaining to SEFs, and (iv) capital and margin.
II. Definitions

V. Capital & Margin

XII. DCM Core Principles

XIII. SEF Registration

CFTC Staff
Gary Gensler

Steven Adamske

Julian Hammar

Carl Kennedy

Alicia Lewis

Stephen Obie

Sebastian Pujol Schott

Bella Rozenberg

Thomas Smith

Jeffrey Steiner
Phil Lofts, UBS

David Kelly, UBS

Paul Hamill, UBS

Eric Rosen, UBS

Dick Ribbentrop, UBS
UBS Americas, Inc.