External Meetings: Meeting with IIB Members
Participants discussed: (a) various scenarios under which swap-dealer registration would be required; (b) implementation phase-in and coordination with other regulators; (c) extraterritoriality; (d) inter-affiliate transactions; (e) substituted compliance and chapter-by-chapter compliance; and (f) swap data repositories and home country privacy laws.
When
Rulemaking(s)
I. Registration
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
II. Definitions
XVII. Data Recordkeeping
XVIII. Real Time Reporting
CFTC Staff
Gary Gensler
Stephen Obie
Steven Adamske
Stephen Obie
Steven Adamske
Visitor(s)
Angelo Aldana, Mizuho Corporate Bank, Ltd.
Paul Begey, IIB
Richard Coffman, IIB
Roger Blissett, Royal Bank of Canada
Gary Brown, CIBC World Markets Corp.
Michael Crowl, Barclays Capital, Inc.
Richard Ferguson, Deutsche Bank AG
Darryll Hendricks, UBS
Edward Kowalcyk, Standard Chartered Bank
Sarah Miller, IIB
Patrick Nolan, HSBC Bank USA
Joseph Seidel, Credit Suisse
Betty Whelchel, BNP Paribas
Paul Begey, IIB
Richard Coffman, IIB
Roger Blissett, Royal Bank of Canada
Gary Brown, CIBC World Markets Corp.
Michael Crowl, Barclays Capital, Inc.
Richard Ferguson, Deutsche Bank AG
Darryll Hendricks, UBS
Edward Kowalcyk, Standard Chartered Bank
Sarah Miller, IIB
Patrick Nolan, HSBC Bank USA
Joseph Seidel, Credit Suisse
Betty Whelchel, BNP Paribas
Organization(s)
Barclays Capital, Inc.
BNP Paribas
CIBC World Markets Corp.
Credit Suisse
Deutsche Bank AG
HSBC Bank USA
Institute of International Bankers (IIB)
Mizuho Corporate Bank, Ltd.
Royal Bank of Canada
Standard Chartered Bank
UBS
BNP Paribas
CIBC World Markets Corp.
Credit Suisse
Deutsche Bank AG
HSBC Bank USA
Institute of International Bankers (IIB)
Mizuho Corporate Bank, Ltd.
Royal Bank of Canada
Standard Chartered Bank
UBS