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U.S. District Court in Illinois Issues Permanent Injunction in CFTC Anti-Fraud Action Against Gary Bruce Anderson # , 4013-97 (Civ 95-C-5422) |
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EX PARTE Asset Freeze Ordered by California Court in CFTC Enforcement Action Against AC Trading , #4012-97 (Civ 97-1360) |
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CFTC Files Satutory Disqualification Action Against Kevin Michael Hanley and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration. , 4009-97 (CFTC Docket No. SD 97-4) |
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Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures , #4008-97 (CV-93-0088) |
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CFTC Settles Complaint Against Two CME Floor Brokers -- Timothy Scott Fox and James Michael Garrity-- Charged in 1995 in Connection with Pork Belly Futures Trading , #4006-97 (CFTC Docket 95-6) |
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CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los Angeles with Violating Federal Commodity Law , #4005-97 (CFTC Docket 97-7) |
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CFTC Accepts Settlement Offer from John P. Gandolfo , #4002-97 (CFTC Docket #93-2) |
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CFTC Accepts Settlement Offer from Craig W. Effron , #4001-97 (CFTC Docket 93-2) |
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CFTC Issues Statutory Disqualification Against James P. Graeber, Jr. and Simultaneously Accepts His Offer, Which Includes a Two Year Period of Restricted Registration #4000-97 , (CFTC Docket No. SD 97-2) |
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CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records , #3997-97 (CFTC Docket #97-6) |
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CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996 , #3996-97 (CFTC Docket # 96-5) |
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Florida Court Issues Permanent Injunction Against James V Dowler, Jr and Dowler & Beekman Trading Co. , #3995-97 (Civ 96-14284) |
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Permanent Injunction Issued Against Edward M. Collins of Hoffman Estates, Illinois, in CFTC Anti-fraud Action Filed in 1994 , #3993-97 (94-C4375) |
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Permanent Injunction Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood , #3992-97 (CV-97-0777) |
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<i>EX PARTE</i> Asset Freeze Order Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood, California , #3991-97 (CV97-0777RSWL) |
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U.S. District Court In Colorado Issues Orders Of Permanent Injunction In CFTC Anti- Fraud Action Against Brian Prendergast Of Colorado And Joel De Angelis Of California In 1996 Prism Case , #3990-97 |
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CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration , #3985-97 |
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CFTC Prevails In Action to Enforce Aministrative Subpoenas Requiring Testimont And Production of Documents Related to London Financial, Inc., of Jupiter, Florida , #3984-97 |
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CFTC Appeals Frankwell Bullion Ltd., Et. Al. Decision , #3981-96 |
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CFTC's Division of Enforcement Establishes Virtual Open House on World Wide Web; Defendant Donald Chancey's Property to be Auctioned to Recover Funds Allegedly Embezzled in Commodities Scheme , #3980-96 |
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CFTC Settles Statutory Disqualification Action Against CBOT Floor Broker Timothy J. Murphy; Conditions Murphy's Registration for a Two-Year Period , #3977- 96 (CFTC Docket SD 96-10) |
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Florida District Court Judge Grants CFTC A Permanent Injunction Against JDI Limited D/B/A Future Vision, Richard A. Bandemer And Frederick W. Taft, Banning Defendants From The Futures Industry And Ordering Disgorgement, Among Other Sanctions , #3976-96 (Civ 95-6221) |
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New York Federal Disctrict Court Dismisses Action Against CFTC Filed By AVCO Financial Corporation , #3975-96 |
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CFTC Files Statutory Disqualification Action Against John P. Larocque And Simultaneously Accepts His Settlement Offer, Which Includes A Two-Year Period Of Conditioned Registration , #3974-96 (CFTC Docket SD 97-1) |
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CFTC Seeks Subpoena Enforcement To Compel Testimony And Production Of Records Related To London Financial, Inc., Of Jupiter, Florida, And Two Individuals. , #3971-96 |
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EX PARTE Order Entered by Michigan Federal Court Freezes Assets of Daniel M. O'Shaughnessey, Glory Fund I, Inc., and Glory Fund L.L.C. , #3970-96 (Civ 96-10421) Full Text of Complaint. |
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CFTC Files Anti-Fraud Enforcement Action Against Lexus Financial Group, Inc., David Alan Luger, And Mark Lee Singer, All Of Florida # , 3969-96 (CFTC Docket 97-4) Full Text of Complaint |
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CFTC Accepts Settlement Of American Futures Group And Three Individuals Charged With Failure To Supervise , #3968-96 (CFTC Docket 95-15) Full Text of Order |
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CFTC Reaches Settlement With Iowa State Bank & Trust of Fairfield, Iowa, Which Was Named As A Relief Defendant in a CFTC Anti-Fraud Action Filed in January 1996 Release , #3966-96 (4-96-CV-70005) |
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CFTC Files Three Separate Administrative Complaints Related to Grain Contracts, Alleging Violations of the Commodity Exchange Act. , Release:#3965-96 CFTC Docket No. 97-1 CFTC Docket No. 97-2 CFTC Docket No. 97-3 |
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Florida Federal Court Enters Ex Parte Asset in Joint CFTC-State of Florida Anti-Fraud Action Against James V. Dowler, Jr. and Dowler & Beekman Trading Co., LTD, Both of Vero Beach, Fla. , Release:#3964-96 Full Text of Complaint |
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Texas Court Issues Preliminary Injunction in CFTC Anti-Fraud Action Against Eugene Morris Walter of Dallas, Texas , #3963-96 (3-96-CV-2734-T) |
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EX PARTE Order Entered By New York Federal Court Freezes Assets of World Wide Currencies Inc., United Currencies, And A+ Currencies of New York Release: , #3959-96 (96 CIV 7814) Full Text of Complaint |
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CFTC Files Civil Complaint Against Kent Allen Ahrens of York, Pennsylvania, Alleging Fraud Under the Commodity Exchange Act , #3958-96 Full Text of Complaint |
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CFTC Establishes Special Internet Web Pages Seeking Whereabouts of Defendent Donald B. Chancey, Who Fled With Customer Funds , #3956-96 |
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California Court Issues Permanent Injunctions Against Lida International Financial Data and Worth Financial Data in Connection With Illegal Off-Exchange Futures Case, Also Involving Topworth International of Hong Kong As A Defendant , #3955-96 (Civ. No. 94-1256) |
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Preliminary Injunctions Issued by Arizona Court in CFTC Anti-fraud Enforcement Action Against United Metals Trading Corp., Western National Trading and Two of the Firms' Officers , 3951-96 (Civ 96-2185) |
