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CFTC Accepts Settlement Offer of Edward T. Hamlet of Boca Raton, Florida Finding The He Aided and Abetted Commodity Fraud , 4071-97 (CFTC Docket No. 94-14) |
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CFTC Files Civil Injunctive Complaint and Motion of Preliminary Injunction Against Brien Sullivan of Honolulu, Hawaii , 4067-97 (97-Civ-01478) |
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CFTC Charges Global Link Miami Corporation and Three Individuals with Fraud in the Offer and Sale of Illegal Futures Contracts , 4066-97 (CFTC Docket 98-1) |
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U.S. District Court Grants Summary Judgment to CFTC in Fraud Action Against Richard E. Maseri of Boca Raton, FLA., and Private Research, Inc. , 4065-97 |
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Preliminary Injunction Entered Against FTI Financial Group of Toledo, Ohio, and Three of Its Partners in CFTC Anti-Fraud Enforcement Action , 4063-97 |
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New York Federal Court Denies Motion to Dismiss in Case Brought By CFTC Involving Commodity Trading Advice Given Through Computer Software , 4062-97 Full text of Opinion and Order |
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Permanent Injunction and Multimillion Dollar Disgorgement Order Entered Against Carrington Financial Corp., Marc S. Wuensch, and A. Francis Sidoti in CFTC Anti-Fraud Action , 4061-97 |
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CFTC Files Statutory Disqualification Action Against Mark S. Shaner, Effectively Barrring Him From the Futures Industry , 4057-97 |
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Illinois Court Permanently Bars Anthony S. Ramirez and Abacus Investment Group Inc., From the Futures Industry , 4056-97 |
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Tennessee Court Issues Preliminary Injunction in CFTC Enforcement Action Against Ronald Barback , 4055-97 |
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California Court Issues Temporary Restraining Order and Asset Freeze Order in CFTC Enforcement Action Against L.A. Forex, Inc. and Two Individuals, All of Redondo Beach, California , 4052-97 |
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CFTC Files Anti-Fraud Enforcement Action in New Yourk Federal Court Against Templer International, Ltd., Worldwide Commodities, Ltd., Worldwide's President William Sanchez, and Templer's President Brian Willis , 4050-97 |
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CFTC Files Anti-Fraud Enforcement Action Against Willy Kerzinger of Michigan and Simultaneously Accepts Settlement Barring him from the Industry and Requiring him to Pay Disgorgement , 4049-97 |
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CFTC Files Two Count Anti-Fraud Enforcement Action Against Ronald Barback, A Tennessee-Based Commodity Trading Advisor , 4045-97 |
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New York Court Issues <i>Ex Parte</i> Asset Freeze Order in CFTC Enforcement Action Againt Oscar A. Klitin and Klitin Associates, II, Both of Great Neck, New York , 4044-97 |
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CFTC Files Enforcement Action Against First Capital Strategists of York, Pennsylvania, and the Four Partners of the Firm and Simultaneously Accepts Respondents' Settlement Offer , 4043-97 |
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CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, Alex Efrosman, and Paul Manfre with Fraud in the Sale of Illegal Foreign Currency Futures Contracts , 4042-97 |
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U.S. District Court Dismisses First Amendment Challenge to Commodity Trading Advisor Registration Requirement , 4040-97 |
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CFTC Files Administrative Complaint Charging Curtis McNair Arnold and London Financial, Inc. with Fraud and Failure to Register in Commection with Marketing, Sale and Trading of "Pattern Probability Strategy" Trading System, , 4039-97 |
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CFTC Prevails in Action to Enforce Administrative Subpoenas , 4038-97 |
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CFTC Files and Settles Administrative Proceedings against Visioneering Resarch & Development Co., and Robert W. Everson for Violations of the Commission's Performance Record Regulations , 4037-97 |
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CFTC Discontinues Off-Exchange Task Force , 38-97 |
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Pennsylvania Court Issues Consent Decree And Order Of Preliminary Injunction in CFTC Action Against Robert H. Rutman , #4033-97 (Civ. Action No. 97-CV-3141) |
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Texas Court Issues Permanent Injunction In CFTC Action Against Eugene Morris Walter And Orders him To Pay Customer Restitution # , 4032-97 (3-96-CV-2734-T) |
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CFTC Files and Settles Administrative Proceeding Against Mitsubishi Corp., Merrill Lynch Futures, Inc., Country Hedging, Inc., and Charles B. Soule for Wash Sales Violations , #4031-97 (CFTC Docket #97-10) Full Text of Order |
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CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide , #4030-97 (Civ. 97-4443) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Murray Ira Rosenberg (d/b/a Pro Broker Services, Inc.) of Mullica Hill, New Jersey , #4029-97 (Civ 97-2927) |
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CFTC Files Action Against Michael Myatt, Pragmacapital Corporation, And The Berkshire Internation Hedge Fund L.P. II, All Of Beaverton, Oregon, Seeking Permanent Injunction , #4026-97 |
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CFTC Files Enforcement Action Charging Kevin A. Marshburn and Prudential Securities 4023-97 ( , CFTC Docket #97-8 Full text of Complaint |
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CFTC Charges Mass Media Marketing, Commodity Referral Service, Inc., and Rolando Nanasca , 4020-97 (Civ ---) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Robert H Rutman , #4019-97 |
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CFTC Files Charges Against AVCO Financial Corp. , 4015-97 (97Civ-3119) Full Text of Complaint |
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CFTC Accepts Settlement Offer of Christopher Engel , #4014-97 (CFTC Docket No. 93-5) |
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U.S. District Court in Illinois Issues Permanent Injunction in CFTC Anti-Fraud Action Against Gary Bruce Anderson # , 4013-97 (Civ 95-C-5422) |
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EX PARTE Asset Freeze Ordered by California Court in CFTC Enforcement Action Against AC Trading , #4012-97 (Civ 97-1360) |
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CFTC Files Satutory Disqualification Action Against Kevin Michael Hanley and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration. , 4009-97 (CFTC Docket No. SD 97-4) |
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Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures , #4008-97 (CV-93-0088) |