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CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
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CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
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CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
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CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
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The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme , 8791-23 |
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Miami Federal Court Enters Preliminary Injunction Order Against Certified Public Accountant in Connection with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8790-23 |
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CFTC Charges Mosaic Exchange Limited and Sean Michael with a Fraudulent Solicitation and Digital Asset Commodities Trading Scheme , 8789-23 |
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CFTC Awards Whistleblower More Than $300,000 , 8788-23 |
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Federal Court Orders Chinese National to Pay More than $350,000 for Fraudulent Scheme to Trade Against Employer , 8787-23 |
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CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation , 8786-23 |
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CFTC Charges Dallas and Los Angeles Area Precious Metals Dealers in Ongoing Fraud Scheme Garnering Over $7 Million from Retirement Accounts , 8784-23 |
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CFTC Orders California Resident to Pay $300,000 for a Fictitious Sales Scheme , 8781-23 |
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CFTC Orders Chicago-based Advantage Futures LLC to Pay $395,000 for Supervision Failures , 8779-23 |
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CFTC Orders StoneX Markets LLC to Pay $650,000 for Violations of Swap Business Conduct Standards , 8778-23 |
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CFTC Grants Two Whistleblower Awards Totaling Over $15 Million , 8777-23 |
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CFTC Orders Utah Man to Pay More Than $2.5 Million for Leveraged Bitcoin Fraud and Failure to Register , 8775-23 |
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CFTC Issues Orders Against Operators of Three DeFi Protocols for Offering Illegal Digital Asset Derivatives Trading , 8774-23 |
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CFTC Charges Texas Firm and Head Trader with Spoofing and Engaging in a Manipulative and Deceptive Scheme and Violating a Prior CFTC Order , 8773-23 |
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Federal Court Orders South African Company to Pay Over $1.7 Billion in Restitution for Forex Fraud , 8772-23 |
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Federal Court Orders Texas Trading Advisor and Owner to Pay $100,000 Penalty for Registration Violations , 8770-23 |
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CFTC Orders Goldman Sachs to Pay $5.5 Million for Recordkeeping Violations and Violating a Prior Commission Order , 8769-23 |
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CFTC Charges Texas Man and His Company with Fraud and Misappropriation , 8768-23 |
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CFTC Orders Texas Trading Advisor and His Company to Pay Approximately $250,000 for Fraudulent Solicitation and Failure to Register , 8767-23 |
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CFTC Charges Residents of Florida, Louisiana, and Arkansas in Ongoing Cryptocurrency and Precious Metals Fraud , 8766-23 |
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CFTC Orders a Los Angeles Futures Commission Merchant to Pay $6 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8763-23 |
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CFTC Orders Four Financial Institutions to Pay Total of $260 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8762-23 |
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Federal Court Orders Florida Commodity Pool Operator to Pay Nearly $9 Million in Restitution , 8761-23 |
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures , 8760-23 |
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CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme , 8757-23 |
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CFTC Charges Alexander Mashinsky and Celsius Network, LLC with Fraud and Material Misrepresentations in Massive Commodity Pool Scheme Involving Digital Asset Commodities , 8749-23 |
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Federal Court Orders Digital Asset Derivatives Platform and Florida Resident to Pay More than $15 Million for Multiple Violations of the Commodity Exchange Act , 8748-23 |
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CFTC Charges Unregistered Michigan Commodity Pool Operator and its President with $13 Million Fraud , 8744-23 |
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CFTC Charges Alleged Bitcoin Seller and Former Attorney with Multi-Million Dollar Bitcoin Fraud, Imposes Over $5 Million in Restitution , 8743-23 |
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Federal Court Orders Four Feeder Fund Operators and Their Principals to Pay Over $10 Million in Restitution and Penalties for Forex Fraud , 8742-23 |
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Federal Court Orders Two Delaware Companies to Pay Nearly $146 Million for Misappropriation and Fraud Related to a Precious Metals Scheme , 8741-23 |
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CFTC Division of Enforcement Creates Two New Task Forces , 8736-23 |
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CFTC Orders Australian Company to Pay Penalty for Both Federal and Exchange Platinum Futures Position Limits Violations , 8735-23 |