|
|
CFTC Charges KuCoin with Operating Illegal Digital Asset Derivatives Exchange , 8884-24 |
|
|
Federal Court Orders Florida Forex Trader to Pay $3.4 Million for Futures, Forex, Options Scheme , 8882-24 |
|
|
CFTC Orders U.S. Bank to Pay $6 Million and Oppenheimer to Pay $1 Million for Recordkeeping and Supervision Failures for Firm-Wide Use of Unapproved Communication Methods , 8880-24 |
|
|
Federal Court Orders Unregistered Florida Commodity Pool Operator to Pay Over $64 Million in Monetary Sanctions for Fraudulent Scheme , 8879-24 |
|
|
CFTC Awards Insider Whistleblower Approximately $1.25 Million , 8878-24 |
|
|
Federal Court Orders Binary Options Firm and Owners to Pay Over $204 Million in Monetary Sanctions for Fraudulent Binary Options Scheme , 8877-24 |
|
|
CFTC Files Action to Permanently Revoke Registrations of Mississippi Man Convicted on Criminal Charges , 8876-24 |
|
|
Federal Court Orders Oregon Resident and His Forex Trading Firm to Pay $830,000 in Civil Penalties for Commodity Fraud and Registration Violations , 8864-24 |
|
|
CFTC Charges Bogus Digital Asset Platform with Fraud and Misappropriation in an Online Romance Scam , 8850-24 |
|
|
CFTC Charges a Trader for Engaging in a Fictitious Sales Scheme , 8848-24 |
|
|
Federal Court Orders Unregistered Commodity Trading Advisor, Its Manager, and a Managed Fund to Pay Over $2.8 Million in Monetary Sanctions for Fraudulent Retail Forex Fund Scheme , 8845-23 |
|
|
Federal Court Enters Summary Judgment Against Convicted Florida Man and Orders Multiple Entities and Individuals to Pay Over $60 Million for Retail Forex Fraud Scheme , 8842-23 |
|
|
Federal Court Orders California Resident and His Corporation to Pay Over $5 Million in Restitution and Penalties in a Romance Fraud Scheme , 8841-23 |
|
|
Federal Court Orders Florida Man and His Company to Pay Over $102 million in Restitution and Penalties for Forex Fraud , 8840-23 |
|
|
Federal Court Enters Order Against Binance and Former CEO, Zhao, Concluding CFTC Enforcement Action , 8837-23 |
|
|
CFTC Orders Freepoint Commodities LLC to Pay $91 million for Fraudulent Scheme to Misappropriate Material Non-Public Information , 8834-23 |
|
|
Binance Former Chief Compliance Officer, Samuel Lim, Agrees to Pay $1.5 Million for Willfully Evading U.S. Law, and Aiding and Abetting the Illegal Operation of a Digital Asset Derivatives Exchange, and Other Violations , 8826-23 |
|
|
Binance and Its CEO, Changpeng Zhao, Agree to Pay $2.85 Billion for Willfully Evading U.S. Law, Illegally Operating a Digital Asset Derivatives Exchange, and Other Violations , 8825-23 |
|
|
Federal Court Orders Illinois Man and His Entities to Pay Over $20 Million in Restitution and Penalties for Commodity Pool Ponzi Scheme , 8823-23 |
|
|
CFTC Releases FY 2023 Enforcement Results , 8822-23 |
|
|
Federal Court Orders Former New York City Resident to Pay Over $2.6 Million in Monetary Sanctions for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme , 8821-23 |
|
|
CFTC Charges Illinois Man and His Firm for Operating a Fraudulent Retail Forex Commodity Pool , 8819-23 |
|
|
CFTC and State Regulators Enter Consent Order with California Precious Metals Dealer in $68 Million Fraud Targeting the Elderly , 8812-23 |
|
|
CFTC Orders Minnesota Grain Merchandiser to Pay $3 Million Penalty for Attempted Manipulation of Oats Futures Prices , 8810-23 |
|
|
CFTC Releases Enforcement Advisory on Penalties, Monitors and Admissions , 8808-23 |
|
|
CFTC Awards Whistleblower Over $18 Million , 8806-23 |
|
|
CFTC Charges Former Chief Executive Officer of Digital Asset Platform with Fraud in Massive Commodity Pool Scheme , 8805-23 |
|
|
CFTC Charges Trading Firm, CEO, and COO with $5 Million Forex Commodity Pool Scheme , 8803-23 |
|
|
CFTC Orders Three Financial Institutions to Pay Over $50 Million for Swap Reporting Failures and Other Violations , 8801-23 |
|
|
CFTC Orders Goldman Sachs to Pay $3 Million for Supervision Failures and Material Omissions in a Letter to the CFTC’s Division of Enforcement , 8800-23 |
|
|
Foreign Trading Platform Charged with Failure to Register and Supervise Its Anti-Money Laundering Procedures , 8799-23 |
|
|
CFTC Charges Four Individuals and a Seychelles Company with Operating a Fraudulent Digital Assets Trading Scheme and Misappropriation , 8798-23 |
|
|
CFTC Charges Eight Entities for Fraudulently Claiming CFTC Registration , 8796-23 |
|
|
CFTC Charges Florida Man and His Company in Connection with a Foreign Currency Fraudulent Solicitation Scheme , 8795-23 |
|
|
CFTC Orders Interactive Brokers to Pay $20 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8794-23 |
|
|
CFTC Orders a Colorado Commodity Pool Operator and Its Owner to Pay More Than $475,000 for Fraud Violations , 8793-23 |
|
|
CFTC Charges Unregistered Pool Operator and its Owner with $7.1 Million Fraud , 8792-23 |
