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CFTC, SEC Announce Panelists for September 14 Public Roundtable to Discuss Swap and Security-Based Swap Data, Swap and Security-Based Swap Data Repositories and Real Time Reporting , 5892-10 |
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CFTC Grandfather Relief to Exempt Commercial Markets and Exempt Boards of Trade , 5891-10 |
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CFTC Determines to Not Issue Grandfather Relief for Bilateral Exempt Commodity Swaps at this Time; Commits to Using Available Exemptive Authorities in the Future , 5890-10 |
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CFTC, SEC to Host September 15 Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities , 5889-10 |
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CFTC to Host Public Roundtable on the Proposed Ownership and Control Report , 5888-10 |
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CFTC Seeks Public Comment on Proposed Exemptions for Operators of Commodity ETFs , 5887-10 |
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CFTC, SEC to Host Public Roundtable to Discuss Swap Data, Swap Data Repositories and Real Time Reporting , 5886-10 |
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CFTC to Publish All Outside Meetings Regarding Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act , 5885-10 |
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Honolulu-based Marvin Cooper and His Company, Billion Coupons, Inc., Ordered to Pay More than $6.2 Million in Sanctions in Connection with Ponzi Scheme Targeting the Deaf Community , 5884-10 |
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CFTC Releases Final Rules Regarding Retail Forex Transactions , 5883-10 |
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CFTC to Begin Releasing Index Investment Data on a Monthly Basis , 5882-10 |
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Former Floor Broker John Lee Neuman Permanently Banned from Trading for Fraud and Unauthorized Trading , 5881-10 |
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Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges , 5880-10 |
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CFTC to Publish Federal Register Notice Seeking Public Input on Areas of Rulemaking to Implement the Dodd-Frank Wall Street Reform and Consumer Protection Act , 5879-10 |
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CFTC Signs SOI with Japan’s Ministry of Economy, Trade and Industry (METI) and Ministry of Agriculture, Forestry and Fisheries (MAFF) , 5878-10 |
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Gensler Statement on CFTC/SEC Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5877-10 |
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CFTC-SEC Announce Panelists for August 20, 2010, Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5876-10 |
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CFTC Staff Allows Turkish Derivatives Exchange’s Futures Contract Based on the Istanbul Stock Exchange 30 Stock Index to be Offered and Sold in the United States , 5874-10 |
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CFTC Sanctions ConAgra Trade Group, Inc. $12 Million for Causing a Non-Bona Fide Price to Be Reported in the NYMEX Crude Oil Futures Contract , 5873-10 |
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CFTC Issues Letter to CME Group, Inc. Regarding ELX EFF Rule , 5872-10 |
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CFTC and SEC Issue Joint Advance Notice of Proposed Rulemaking and Request for Comment Regarding Definitions and the Regulation of Mixed Swaps as Part of Dodd-Frank Act Rulemaking , 5871-10 |
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CFTC, SEC to Host Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps , 5870-10 |
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Federal Court Freezes Assets of Oklahoma Man Jeremiah C. Yancy and His Company, Longbranch Group International LLC , 5875-10 |
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CFTC Seeks Public Comment on a Proposal to Amend the Requirements for Acknowledgment Letters , 5869-10 |
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Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting , 5868-10 |
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Virginia-Based Financial Investments, Inc. Ordered to Pay $130,000 Fine to Settle CFTC Charges of Repeatedly Failing to File Commodity Pool Annual Reports on Time , 5867-10 |
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CFTC’s Agricultural Advisory Committee to Meet August 5, 2010 , 5866-10 |
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CFTC and Defendant Paul Greenwood Agree to a Consent Order Finding that Greenwood Operated a Multi-Billion Dollar Investment Scam , 5865-10 |
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CFTC Adopts Amendment Regarding the Operation of a Commodity Broker in Bankruptcy , 5864-10 |
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CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex , 5863-10 |
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CFTC Receives Major Award for FY 2009 Performance and Accountability Report , 5862-10 |
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CFTC Charges Three Chicago Defendants with Destroying Records and Failing to Diligently Supervise Employees , 5861-10 |
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CFTC Charges Illinois Resident Joseph A. Dawson and His Company, Dawson Trading LLC, with Commodity Pool Fraud , 5860-10 |
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CFTC Designates Green Exchange, LLC as a Contract Market , 5859-10 |
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Gage’s Fertilizer & Grain, Inc., a Missouri Grain Elevator, and its President-Owner, Steven W. Gage, to Pay $175,000 to Settle CFTC Charges of Violating Registration Requirements , 5858-10 |
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CFTC Begins Publishing New Large-Trader Report for Financial Futures Markets , 5857-10 |
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CFTC Releases List of Areas of Rulemaking for Over-the-Counter Derivatives , 5856-10 |
