Release Number 5889-10

September 9, 2010

CFTC, SEC to Host September 15 Roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities

Washington, DC – The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold a public roundtable on September 15 to discuss issues related to Swap Execution Facilities and Security-Based Swap Execution Facilities.

The roundtable will assist both agencies in the rulemaking process to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The roundtable on Swap Execution Facilities and Security-Based Swap Execution Facilities will be held in the Auditorium (Room L-002) at the SEC Headquarters located at 100 F Street NE, Washington, DC. The discussions will be open to the public with seating on a first-come, first-served basis. Members of the public also may listen by telephone and should be prepared to provide their first name, last name, and affiliation.

The dial in information for the September 15 roundtable is as follows:


U.S./Canada Toll-Free: (877) 732-6722


Conference ID: 7772

Transcripts of the public roundtable discussions will be published on both agencies’ websites.

Members of the public wishing to submit their views on the topics addressed at the roundtable may do so through the comment form on the SEC website or through the email addresses provided on the individual rulemaking pages on the CFTC website.

All submissions provided to either the CFTC or the SEC in any electronic form or on paper will be published on the website of the respective agency, without review and without removal of personally identifying information.

Media Contacts
Scott Schneider

R. David Gary

Last Updated: July 18, 2011