Event: Roundtable


CFTC, SEC Staff Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps

Staff from the Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) will hold a public roundtable to discuss issues related to capital and margin requirements for swap dealers, security-based swap dealers, major swap participants and major security-based swap participants.  The roundtable will assist the agencies in the rulemaking process to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act. In addition to CFTC and SEC staff, roundtable participants will include staff from the Federal Reserve Board and other prudential regulators.



Friday, December 10, 2010, 1:00 PM (ET)


CFTC’s Hearing Room, 1155 21st, NW, Washington DC


Capital and Margin for Swaps and Security-Based Swaps

This event is open to the public.

CFTC Press Release 5944-10

Federal Register



Last Updated: May 3, 2011