EVENT: Archive Dec 20, 2011


Transcript

CFTC to Hold Open Meeting to Consider Two Final Rules


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider two final rules on the following topics:

(1) Final Rule on Real-Time Reporting of Swap Transaction Data; and
(2) Final Rule on Swap Data Recordkeeping and Reporting Requirements

NOTE: A third rule on Effective Date for Swap Regulation was previously scheduled for consideration. That rule was approved in advance, and will not be considered at this meeting.

When:

Tuesday, December 20, 2011, 9:30 a.m. (ET)

Where:

CFTC’s Headquarters Conference Center, 1155 21st, NW, Washington DC

Topic:

Commission meeting to consider two final rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Viewing/Listening Information:

 

Watch a live broadcast of the meeting via webcast on www.cftc.gov. Call-in to a toll-free or toll-telephone line to connect to a live audio feed.  Call-in participants should be prepared to provide their first name, last name and affiliation.  Conference call information is listed below:

 

US Toll-Free: 866-844-9416

International Toll: International Numbers

Call Leader Name: Frank Rosen

Participant Passcode/Pin: 5478

This event is open to the public on a first-come, first-served basis.

CFTC Press Release 6157-11

Sunshine Act Notice

View Archived Webcast

Opening Statements:

Opening Statement of Chairman Gary Gensler

Chairman Gensler’s Statement of Support of the Dodd-Frank Rulemakings

Opening Statement of Commissioner Jill Sommers

Opening Statement of Commissioner Scott D. O’Malia

Opening Statement of Commissioner Mark P. Wetjen

Additional Documents:

Fact Sheet: Final Rule on Swap Data Recordkeeping and Reporting Requirements
Q&A: Final Rulemaking on Swap Data Recordkeeping and Reporting

— Approved 5 – 0

Fact Sheet: Final Rules Regarding Real-Time Public Reporting of Swap Transaction and Pricing Data
Q&A: Final Rulemaking: Part 43 (Real-Time Public Reporting)

Phase In – Real-Time Public Reporting Compliance Dates and Time Delays for Public Dissemination
Apendix C – Time Delays for Public Dissemination
Real-Time Public Reporting (Part 43) Breakdown of Notional Caps
— Approved 5 – 0

Federal Register Releases:

76 FR 42508: 17 CFR Chapter 1 Effective Date for Swap Regulation

77 FR 1182: 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data

77 FR 2136: 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements


Last Updated: October 20, 2014