EVENT: Archive Dec 9, 2010


Transcript

Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

When:

Thursday, December 9, 2010, 9:30 AM (ET)

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Seventh Series of Proposed Rules under the Dodd-Frank Act

This event is open to the public.

View Archived Webcast

CFTC Press Release 5942-10

Opening Statements:

Opening Statement by Chairman Gary Gensler

Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler

Opening Statement by Commissioner Scott O’Malia

Opening Statement by Commissioner Bart Chilton

Opening Statement by Commissioner Michael V. Dunn

Additional Documents

Fact Sheet: Proposed Rules Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties
Q&A: External Business Conduct Standards for Swap Dealers and Major Swap Participants Dealings with Counterparties

Fact Sheet: Proposed Rule on the End-User Exception to Mandatory Clearing of Swaps
Q&A: End-User Exception to Mandatory Clearing of Swaps

Fact Sheet: Proposed Rule on Governance Requirements for DCOs, DCMSs and SEFs, & Additional Requirements Regarding the Mitigation of Conflict of Interest
Q&A: Governance Requirements for DCOs, DCMSs and SEFs

Fact Sheet: Interim Final Rule Regarding Reporting of Certain Post-Enactment Swap Transactions
Q&A: Interim Final Rule Regarding Reporting of Certain Post-Enactment Swap Transactions

Federal Register Releases:

75 FR 80747: 17 CFR Part 39 End-User Exception to Mandatory Clearing of Swaps

76 FR 722: 17 CFR Parts 1, 37, 38, 39, and 40 Governance Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities; Additional Requirements Regarding the Mitigation of Conflicts of Interest

75 FR 78892: 17 CFR Part 44 Reporting Certain Post-Enactment Swap Transactions

75 FR 80638: 17 CFR Parts 23 and 155 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties; Proposed Rule


Last Updated: January 21, 2015