EVENT: Archive Oct 26, 2010


Transcript

Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

When:

Tuesday, October 26, 2010, 9:30 AM (ET)

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Third Series of Proposed Rulemakings under the Dodd-Frank Act

This event is open to the public.

View Archived Webcast

Sunshine Act Meeting

CFTC Press Release 5926-10

Opening Statements:

Opening Statement of Chairman Gary Gensler

Statement of Chairman Gary Gensler on Support of the Dodd-Frank Rulemaking

Opening Statement of Commissioner Michael V. Dunn

Opening Statement of Commissioner Bart Chilton

Opening Statement of Commissioner Scott O’Malia

Additional Documents:

Fact Sheet: Proposed Rule Regarding Prohibition of Market Manipulation
Q&A: Antimanipulation

Fact Sheet: Proposed Rule Regarding Removing References to Credit from Commission Regulations
Q&A: Credit Ratings

Fact Sheet: Advanced Notice of Proposed Rulemaking on Disruptive Trading Practices
Q&A: Disruptive Trading Practices

Fact Sheet: Proposed Rules to Implement New Statutory Provisions in Part 40 of the Commission Regulations
Q&A: Part 40

Fact Sheet: Proposed Rule on Regulations 1.25 and 30.7 Regarding Investment of Customer Funds and Credit Ratings
Q&A: Regulation 1.25

Comparison Chart – Regulation 1.25, Current vs Proposed Changes

Fact Sheet: Proposed Rule on Process for Review of Swaps for Mandatory Clearing
Q&A: Swap Review Process

Federal Register Releases:

75 FR 67301: 17 CFR Chapter I Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act

75 FR 67657: 17 CFR Part 180 Prohibition of Market Manipulation

75 FR 67277: 17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing

75 FR 67254: 17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings

75 FR 67642: 17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

75 FR 67282: 17 CFR Part 40 Provisions Common to Registered Entities


Last Updated: February 20, 2015