EVENT: Archive Apr 27, 2011


Transcript

Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act


The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of a proposed rulemaking under the Dodd-Frank Wall Street Reform and Consumer Protection Act.

When:

Wednesday, April 27, 2011, 9:30 a.m. (ET)

Where:

CFTC’s Hearing Room, 1155 21st, NW, Washington DC

Topic:

Thirteenth Series of Proposed Rules under the Dodd-Frank Act

Viewing/Listening Information:

 

Watch a live broadcast of the meeting via webcast on www.cftc.gov.

Call-in to a toll-free or toll-telephone line to connect to a live audio feed. Call-in participants should be prepared to provide their first name, last name and affiliation. Conference call information is listed below:

 

Domestic Toll-Free Number: 866-844-9416

International Toll Numbers: International Numbers

Participant Passcode/Pin: 5031841

This event is open to the public.

View Archived Webcast

Sunshine Act

CFTC Press Release 6026-11

Opening Statements:

Opening Statement by Chairman Gary Gensler

Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler

Opening Statement by Commissioner Michael Dunn

Opening Statement by Commissioner Jill Sommers

Opening Statement by Commissioner Scott O’Malia

Additional Documents:

Fact Sheet: Proposed Rules Regarding Capital Requirements for Swap Dealers and Major Swap Participants
Q&A: Capital Requirements for Swap Dealers and Major Swap Participants

Fact Sheet: Proposed Rulemaking on Amendments to Adapt Certain CFTC Regulations to the Dodd-Frank Act
Q&A: Amendments to Adapt Certain CFTC Regulations to the Dodd-Frank Act

Fact Sheet: Proposed Rules and Interpretive Guidance on Product Definitions
Q&A: Proposed Rules and Interpretive Guidance on Product Definitions

Fact Sheet: Proposed Rule on the Protection of Cleared Swaps Customer Contracts and Collateral and Conforming Amendments to the Commodity Broker Bankruptcy Provisions
Q&A: Protection of Cleared Swaps Customer Contracts and Collateral

Federal Register Releases:

76 FR 33066: 17 CFR Parts 1, 5, 7, 8, 15, 18, 21, 36, 41, 140, 145, 155, and 166 Adaptation of Regulations to Incorporate Swaps
Related Document:
Adaptation of Regulations - Redline

76 FR 33818: 17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions

76 FR 27802: 17 CFR Parts 1, 23, and 140 Capital Requirements of Swap Dealers and Major Swap Participants

76 FR 27621: 17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

76 FR 29818: 17 CFR Part 240 Further Definition of ‘‘Swap,’’ ‘‘Security-Based Swap,’’ and ‘‘Security-Based Swap Agreement’’; Mixed Swaps; Security-Based Swap Agreement Recordkeeping


Last Updated: October 31, 2014