Enforcement Actions

The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.

View Dispositions
View Opinions and Adjudicatory Orders

Enforcement Advisory: New Division of Enforcement Policy on Cooperation

Date ENFORCEMENT ACTIONS
CFTC Sanctions Colorado Trader and Illinois Company to Pay $200,000 for Spoofing
CFTC Issues Policy Statement on Referrals for Potential Criminal Enforcement
Acting Chairman Pham Announces Successful Completion of Enforcement Sprint
Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following Summary Judgment Ruling
Federal Court Orders UK Firms, Residents from China, Oklahoma to Pay $19M in CFTC Fraud Case
CFTC Issues Advisory on Referrals for Potential Criminal Enforcement
Federal Court Orders Chicago Commodity Pool Operators, Owner, Former Chief Portfolio Manager to Pay More Than $6M in Fraud Action
Federal Court Orders Texas Firm to Pay Over $100 Million to Customers Defrauded in Cattle Fraud Scheme
Federal Court Orders Michigan Man, California Man, and Two Nevada Companies to Pay Over $25 Million for Digital Asset Fraud
CFTC Alerts Traders Domain Customers to July 28 Claim Deadline