XXXII. Large Swaps Trader Reporting

The Commission ssued final rules and guidance to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act related to Large Swaps Trader Reporting.

Additional information regarding Large Swaps Trader Reporting is provided below, including guidance factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties.

Update: June 22, 2015

Large Trader Reporting for Physical Commodity Swaps: Division of Market Oversight Guidebook for Part 20 Reports

Update: June 22, 2015

Large Trader Reporting for Physical Commodity Swaps: Division of Market Oversight Guidebook for Part 20 Reports Appendices F through U: FpML and FIXML Schema Examples

Update: May 31, 2012

Large Trader Reporting for Physical Commodity Swaps: Division of Market Oversight Guidebook for Part 20 Reports

Update: May 30, 2012

Large Trader Reporting for Physical Commodity Swaps: Division of Market Oversight Guidebook for Part 20 Reports Appendices F through U: FpML and FIXML Schema Examples

Update: March 20, 2012

Staff No-Action Relief: Temporary and Conditional Relief from the Requirements of §§ 20.3 and 20.4 of the Commission’s Regulations Regarding Large Swaps Trader Reporting for Physical Commodities

Update: December 7, 2011

Large Trader Reporting for Physical Commodity Swaps: Division of Market Oversight Guidebook for Part 20 Reports

Update: November 18, 2011

Temporary and Conditional Relief from the Requirements of §§ 20.3 and 20.4 of the Commission’s Regulations Regarding Large Swaps Trader Reporting for Physical Commodities

Related Federal Register Releases

Final Rule: : 76 FR 43851 // PDF Version
7/22/2011
17 CFR Parts 15 and 20 Large Trader Reporting for Physical Commodity Swaps
Effective Date: September 20, 2011

Proposed Rule: 75 FR 67258 // PDF Version
11/2/2010
17 CFR Parts 15 and 20 Position Reports for Physical Commodity Swaps
Comment File – Closing Date: 12/2/2010

Additional Information

No-Action Letter 13-41
June 28, 2013
Parts 20, 45 and 46

No-Action Letter 12-51
December 14, 2012
Part 20 of the CFTC’s regulations; No-Action

No-Action Letter 12-46
December 7, 2012
Part 20, Part 45 and Part 46

No-Action Letter 12-02:
July 2, 2012
Part 20: Large Trader Reporting for Physical Commodity Swaps

No-Action Letter 12-04:
July 17, 2012
Part 20: Large Trader Reporting for Physical Commodity Swaps

September 16, 2011 Letter
Temporary and Conditional Relief from the Requirements of §§ 20.3 and 20.4 of the Commission’s Regulations Regarding Large Swaps Trader Reporting for Physical Commodities

Guidelines Regarding Large Trader Reporting for Physical Commodity Swaps

Event: Open Meeting on Five Final Rule Proposals under the Dodd-Frank Act

Event: Open Meeting on Second Series of Proposed Rules under the Dodd-Frank Act