External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
06/14/2011	PIMCOGSAMWellingtonFidelityVanguard Asset Management GroupBlackRockAlliance BernsteinSIFMA	More Info XIII. SEF Registration
06/14/2011	Barclays	More Info XXXII. Large Swaps Trader Reporting
06/14/2011	Mizuho Securities USA, Inc. (MSUSA)Sherman & Sterling LLP (Sherman & Sterling)Sapient Global Markets (Sapient)	More Info I. RegistrationII. DefinitionsIII. Business Conduct Standards w/ CounterpartiesIV. Business Conduct Standards – InternalV. Capital & Margin
06/14/2011	Mizuho Securities USA, Inc. (MSUSA)Sherman & Sterling LLP (Sherman & Sterling)Sapient Global Markets (Sapient)	More Info V. Capital & MarginII. DefinitionsIII. Business Conduct Standards w/ CounterpartiesIV. Business Conduct Standards – InternalI. Registration
06/14/2011	Mizuho Securities USA, Inc. (MSUSA)Sherman & Sterling LLP (Sherman & Sterling)Sapient Global Markets (Sapient)	More Info V. Capital & Margin,II. Definitions,III. Business Conduct Standards w/ Counterparties,IV. Business Conduct Standards – Internal,I. Registration,
06/14/2011	Ogilvy Government Relations and the National Bank of Canada	More Info XXVI. Position Limits
06/14/2011	Just EnergySutherland	More Info XXI. Joint Rules w/ SEC,V. Capital & Margin,
06/14/2011	Ogilvy Government Relations and the National Bank of Canada	More Info XXVI. Position Limits,
06/14/2011	Barclays	More Info XXXII. Large Swaps Trader Reporting,
06/14/2011	Ogilvy Government Relations and the National Bank of Canada	More Info XXVI. Position Limits