External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
12/13/2011	Managed Funds Association and Delta Strategy Group	More Info VI. Segregation and Bankruptcy
12/12/2011	Deposit Trust & Clearing Corporation	More Info XVII. Data RecordkeepingXVIII. Real Time Reporting
12/12/2011	Large Public Power Council	More Info XVII. Data RecordkeepingXVIII. Real Time Reporting
12/12/2011	BlackRock	More Info XVII. Data RecordkeepingXVIII. Real Time Reporting
12/12/2011	Investment Advisor Association	More Info General
12/12/2011	WMBAA	More Info XVII. Data RecordkeepingXVIII. Real Time Reporting
12/09/2011	SIFMA	More Info XVII. Data RecordkeepingXVIII. Real Time Reporting
12/08/2011	SIFMA Inter-Affiliate Working Group of the Derivatives Product Group	More Info General
12/08/2011	ICAP	More Info XVIII. Real Time Reporting,
12/08/2011	ICAP	More Info XVIII. Real Time Reporting