External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
09/20/2013	Futures Industry Association (FIA)	More Info General
09/20/2013	Futures Industry Association (FIA)	More Info General
09/11/2013	Better Markets	More Info XXVI. Position LimitsXXVIII. Volcker RuleCross-Border
08/29/2013	Citadel LLCAQU Capital Management, LLCHBK Investments LPMFA	More Info General,
08/29/2013	Citadel LLCAQU Capital Management, LLCHBK Investments LPMFA	More Info General
08/29/2013	Citadel LLCAQU Capital Management, LLCHBK Investments LPMFA	More Info General
08/20/2013	Bloomberg	More Info XIII. SEF Registration
08/20/2013	BlackRockFidelityGoldman Sachs Asset ManagementJones DayMFSWellingtonSIFMA Asset Management Group	More Info III. Business Conduct Standards w/ Counterparties
08/02/2013	State StreetState Street Global Markets	More Info Cross-Border
08/02/2013	State StreetState Street Global Markets	More Info Cross-Border