External Meetings: Call with Investment Company Institute re: block trades and Part 190

Discussion re: block trade dissemination delays and block thresholds.  Discussion re: Part 190 proposal.

When

09/14/2020

Rulemaking(s)

VI. Segregation and Bankruptcy,XVIII. Real Time Reporting,

CFTC Staff

Heath Tarbert

~

Charlie Thornton

~

Daniel Grimm

Visitor(s)

Sarah Bessin

~

Erin Kennedy

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William Thum

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Patricia Marckesano

~

Wendy Yun

~

Prashina Gagoomal

Organization(s)

Investment Company Institute