Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings.  Please note that not all dispositions are final. 

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date Dispositions
Eduardo da Silveira v. Lorie Meg Karlin and Managed Capital Advisory Group Ltd. PDF Image
CFTC Docket No. 18-R003
Cindy Vachavake v. Carley Garner and Zaner Group LLC d/b/a DeCarley Trading PDF Image
CFTC Docket No. 18-R025
Nea Latif v. Interbank FX LLC d/b/a IBFX.com PDF Image
CFTC Docket No. 14-R011
Loren David v. Transworld Futures LLC, James Michael Garasz, and Ironbeam, Inc. PDF Image
CFTC Docket No. 15-R009
Richard Bryan Graham v. Interactive Brokers, LLC PDF Image
CFTC Docket No. 17-R003
Chetan Joshi v. Gain Capital Group, LLC d/b/a Forex.com PDF Image
CFTC Docket No. 15-R005
Daniel J. Emily v. Guy K. Gleichmann and United Strategic Investors Group LLC PDF Image
CFTC Docket No. 14-R007
Ronald S. Draper v. KCG Americas, LLC, Main Street Trading, Inc., Patrick J. Flynn and Wedbush Securities, Inc. PDF Image
CFTC Docket No. 16-R003
Sean Waraich v. National Australia Bank, Limited PDF Image
CFTC Docket No. 17-R011
Warren L. Parker v. Ersel Lee Carter, Jr., alias E. Lee Carter, E. Lee Carter, Inc. d/b/a Traders Mart, Ironbeam, Inc., and Straits Financial LLC PDF Image
CFTC Docket No. 18-R005