Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
Scott L. Siepka v. Alexander Berov, Farr Financial, Inc. d/b/a Go Futures, and Emaude Tayebi alias Alex Tayebi
 CFTC Docket No. 16-R012 |
|
| Daniel and Melissa Richardson v. Justin Michael Deruy, and Helios Capital, Inc.
CFTC Docket No. 19-R003 |
|
| Wesley M. Jarrell II v. Robert lee Spears, Jr., Lakefront Futures & Options LLC, and Optimized Trading LLC
CFTC Docket No. 18-R027 |
|
| Derby LLC, Managing Partner alias Scott Mitchell, Managing Member v. Interactive Brokers LLC
CFTC Docket No. 15-R007 |
|
| Shannon D. O'Brien v. Forex Capital Markets LLC d/b/a FXCM
CFTC Docket No. 17-R006 |
|
| Shpend Bekteshi v. Gain Capital Group LLC d/b/a Forex.com
CFTC Docket No. 15-R013 |
|
| Steve Worthington v. Interactive Brokers LLC
CFTC Docket No. 18-R029 |
|
| Lisa Stockwell Ornstein v. Interactive Brokers LLC
CFTC Docket No. 18-R028 |
|
| Michael Ligon v. AMP Global Clearing LLC d/b/a AMP Futures
CFTC Docket No. 19-R002 |
|
| Nathan Crossett v. Forex Capital Markets LLC d/b/a FXCM
CFTC Docket No. 17-R007 |