Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
John Dell'Erario v. Michael James Seery d/b/a Seery Futures
 CFTC Docket No. 21-R010 |
|
| Ted Brent Alexander
CFTC Docket No. SD 21-01 |
|
| Wesley M. Jarrell v. Robert Lee Spears, Jr. and Lakefront Futures and Options LLC
CFTC Docket No. 18-R027 |
|
| Baruch Marcus v. Gregory Ian Wasserman
CFTC Docket No. 21-R001 |
|
| Sai C. Tsui v. TD Ameritrade Futures & Forex, LLC
CFTC Docket No. 20-R021 |
|
| Robert L. Copeland v. T.D. Ameritrade Futures & Forex LLC
CFTC Docket No. 18-R026 |
|
| Wesley M. Jarrell II v. Robert Lee Spears, Jr., and Lakefront Futures & Options LLC
CFTC Docket No. 18-R027 |
|
| Jean Tafoho v. Forex Capital Markets LLC (FXCM)
CFTC Docket No. 17-R008 |
|
| In the Matter of: Phy Capital Investments LLC and Fabio Bretas de Freitas
CFTC Docket No. SD 20-01 |
|
| Brody Family Trust v. Christopher S. Salisbury, Nat’l Sec. Corp., Platinum Managed Futures LLC, Straits Fin. LLC, Sun Cap. Mgmt. LLC, Virtu Americas LLC alias KCG Americas LLC & Knight Cap. Americas LLC, & Wedbush Sec., Inc.
CFTC Docket No. 18-R008 |