Memoranda of Understanding: Supervision of Alternative Investment Fund Industry
Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Covered Entities in the Alternative Investment Fund Industry, July 22, 2013
The CFTC and authorities in the European Union (EU) and European Economic Area signed Memoranda of Understanding (MOUs) establishing a cooperative framework for the supervision of entities subject to the EU Alternative Investment Fund Managers Directive. The framework also provides for cooperation with respect to commodity pool operators, commodity trading advisors and commodity pools.
MOUs with each individual authority can be found below:
Belgium: Financial Services and Markets Authority
Bulgaria: Financial Supervision Commission
Croatia: Croatian Financial Services Supervisory Agency*
Cyprus: Cyprus Securities and Exchange Commission
Czech Republic: Czech National Bank
Estonia: Estonian Financial Supervision Authority
France: Autorité des marchés financiers
Germany: Bundesanstalt für Finanzdienstleistungsaufsicht
Greece: Hellenic Capital Market Commission
Hungary: Pénzügyi Szervezetek Állami Felügyelete
Ireland: Central Bank of Ireland
Italy: Commissione Nazionale per le Società e la Borsa
Latvia: Finanšu un kapitāla tirgus komisija
Liechtenstein: Finanzmarktaufsicht
Luxembourg: Commission de Surveillance du Secteur Financier
Malta: Malta Financial Services Authority
Netherlands: Autoriteit Financiële Markten
Poland: Polish Financial Supervision Authority
Portugal: Comissão do Mercado de Valores Mobiliários
Romania: Romanian Financial Supervisory Authority
Slovak Republic: Národná banka Slovenska
Slovenia: Agencija za trg vrednostnih papirjev*
Spain: Comisión Nacional del Mercado de Valores
*Copy of the signed MOU is forthcoming