Intermediary Registration

Registration of Intermediaries

  • An “intermediary” is a person or firm who acts on behalf of another person in connection with futures trading.

Intermediaries include:

If you have questions, are aware of suspicious activities, or believe you have been defrauded, please contact the CFTC immediately by calling the CFTC’s Consumer Protection Hotline at 866.366.2382, or filing a tip or complaint.