Futures Commission Merchants (FCMs)

Staff Guidance on Futures Commission Merchant and Retail Foreign Exchange Dealer Reports and Other Issues

The Commission’s Division of Swap Dealer and Intermediary Oversight issues guidance letters to assist Futures Commission Merchants (FCMs) and Retail Foreign Exchange Dealers (RFEDs) in complying with the CFTC’s regulations in the preparation and filing of annual financial reports.

Guidance Letters

2012 (PDF) | 2012-2 (PDF) | 2007 (PDF)

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