| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| CME |
Implementation of the E-mini S&P 500 Options Large Trade Discount Program |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| ICE US |
Amendments to the Exchange's Trade at Settlement ("TAS") FAQ, which make Vintage 2025 California Carbon Allowances TAS eligible. |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2401-5 |
04/05/2024 |
10 Day Review |
04/05/2024 |
|
1 |
| NODAL |
The Rules are being updated to clean up numbering, formatting and reordering to better align the relevant sections. The Rules are being updated to provide clarification for Participants and Customers. |
04/08/2024 |
10 Day Review |
04/08/2024 |
|
2 |
| CBOT |
Modifications to the TBA Futures Market Maker Program |
04/08/2024 |
10 Day Review |
04/08/2024 |
|
1 |
| CME |
Modifications to the Cryptocurrency Options Market Maker Program |
04/09/2024 |
10 Day Review |
04/09/2024 |
|
2 |
| CME |
Extension of the CNH Cash-Settled Futures Volume Incentive Program |
04/09/2024 |
10 Day Review |
04/09/2024 |
|
2 |
| CME |
Modifications to the CNH Cash-Settled Futures Market Maker Program |
04/09/2024 |
10 Day Review |
04/09/2024 |
|
2 |
| CBOT |
Modifications to the Agriculture Calendar Spread Options Incentive Program |
04/10/2024 |
10 Day Review |
04/10/2024 |
|
1 |
| COIN |
Crypto Futures Block Anchor Partner Program 2024 |
04/11/2024 |
10 Day Review |
04/11/2024 |
|
2 |
| COIN |
Modifications to Crypto Market Maker Program |
04/11/2024 |
10 Day Review |
04/11/2024 |
|
2 |
| CME |
Modifications to the Korea Retail Equity Options Program |
04/12/2024 |
10 Day Review |
04/12/2024 |
|
2 |
| NODAL |
Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC |
04/15/2024 |
10 Day Review |
04/15/2024 |
|
3 |
| COMEX |
Modifications to the Hot-Rolled Coil Steel Market Maker Program |
04/15/2024 |
10 Day Review |
04/15/2024 |
|
2 |
| COMEX |
Modifications to the Ferrous Scrap Market Maker Program |
04/15/2024 |
10 Day Review |
04/15/2024 |
|
2 |
| COMEX |
Modifications to the Aluminum Market Development Program |
04/15/2024 |
10 Day Review |
04/15/2024 |
|
2 |
| COMEX |
Modifications to the Aluminum Options Liquidity Provider Program |
04/15/2024 |
10 Day Review |
04/15/2024 |
|
2 |
| NYMEX |
Implementation of the NYMEX Calendar Spread Options Liquidity Provider Program |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro Natural Gas Futures Market Development Program |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
2 |
| CBOT |
Increase of Better Price or Volume Match ("BPVM") Parameters for the Committed Cross ("C-Cross") Protocol for all Eris-Treasury Inter-commodity Spreads on CME Globex |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| CDE |
Update to CDE Operating Agreement |
04/18/2024 |
10 Day Review |
04/18/2024 |
|
1 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Extend electronic trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| KCBT |
Extend trading hours. |
05/16/2012 |
Approved |
05/18/2012 |
|
3 |
| MGE |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| MGE |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| MGE |
Amending Regulation 2011.00 - Hours of Trading |
06/06/2012 |
Approved |
06/08/2012 |
|
2 |
| OCX |
Revision to OneChicago Rule 307, Application of Rules and Jurisdiction and Revision to the cover page of the OneChicago Rulebook. |
08/06/2012 |
Approved |
08/21/2012 |
|
1 |
| ICE US |
The Exchange is adopting new rules and amendments in connection with the issuance of Commission Regulations 38.151 and 38.152, the anticipated end of open-outcry trading on the Exchange and to delete obsolete provisions. ICE US #12-44 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CDE |
Rule 614 - Consent to Exchange Jurisdiction. ERISDCM #2012-11 |
08/03/2012 |
Approved |
08/21/2012 |
|
1 |
| CME |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| CBOT |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| NYMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| COMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| MGE |
Clarify the jurisdiction authority of the Exchange over any person initiating or executing a transaction on or subject to the rules of the Exchange directly or through an intermediary. |
08/08/2012 |
Approved |
08/21/2012 |
|
1 |
| NFX |
Request for Expedited Approval: Consent to Jurisdiction. NFX #2012-22 |
08/14/2012 |
Approved |
08/21/2012 |
|
1 |
