| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
| CBOT |
Increase of Top Order Allocation Maximum Quantity ("Top Max") in Connection with the Corn, Soybean, Wheat, KC HRW Wheat, Soybean Oil, and Soybean Meal Futures Contracts |
01/03/2025 |
10 Day Review |
01/03/2025 |
|
1 |
| CME |
Eligibility of Basis Trade at Index Close ("BTIC") for the Bitcoin Friday Futures Contract |
01/03/2025 |
10 Day Review |
01/03/2025 |
|
1 |
| ICE US |
Amendments to Exchange Rule 4.13 eliminate the requirement that an Exchange Clearing Member designate a natural person to be assigned to each "eBadge." |
01/07/2025 |
10 Day Review |
01/07/2025 |
|
1 |
| CBOT |
Modifications to the Eris ICS Market Maker Program |
01/07/2025 |
10 Day Review |
01/07/2025 |
|
1 |
| CME |
Implementation of the Asia FX Futures Market Maker Program |
01/08/2025 |
10 Day Review |
01/08/2025 |
|
2 |
| NYMEX |
Modifications to the NYMEX European Natural Gas Volume Incentive Program |
01/08/2025 |
10 Day Review |
01/08/2025 |
|
2 |
| NYMEX |
Implementation of the NYMEX TTF Gas Options Liquidity Provider Program |
01/08/2025 |
10 Day Review |
01/08/2025 |
|
2 |
| MIAX |
Rule Amendments |
01/09/2025 |
10 Day Review |
01/09/2025 |
|
1 |
| CME |
Modifications to the Bitcoin Friday Futures Market Maker Program |
01/09/2025 |
10 Day Review |
01/09/2025 |
|
2 |
| ICE US |
Amendments to certain rules in Chapter 21 "Disciplinary Rules" of the Exchange's rulebook |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| COMEX |
Modifications to the Korea Retail FCM Micro Silver Rebate Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Micro Copper Market Development Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Hot-Rolled Coil Steel Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Asset Manager Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Globex Base Metals Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Gold Options ETH Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| CME |
Modifications to the International Cross-Asset Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CME |
Modifications to the CME Event Contracts Cash Settlement Fee Waiver Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CBOT |
Modifications to the International Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CBOT |
Modifications to the CBOT Event Contract Cash Settlement Fee Waiver Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| NYMEX |
Modifications to the International Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| NYMEX |
Modifications to the NYMEX Event Contracts Cash Settlement Fee Waiver Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CME |
Modifications to the International Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| COMEX |
Modifications to the International Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| COMEX |
Modifications to the COMEX Event Contracts Cash Settlement Fee Waiver Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| CME |
Modifications to the Event Contracts Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| CBOT |
Modifications to the Event Contracts Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| NYMEX |
Modifications to the Event Contracts Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the Event Contracts Market Maker Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
2 |
| COMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
01/10/2025 |
10 Day Review |
01/10/2025 |
|
1 |
| NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule, Appendix B - Minimum Block Sizes, and the Nodal Electronic Trade Error Policy to facilitate new contracts. |
01/13/2025 |
10 Day Review |
01/13/2025 |
|
4 |
| CME |
Modifications to the CME Fee Schedule for Cryptocurrency Futures & Options |
01/13/2025 |
10 Day Review |
01/13/2025 |
|
1 |
| KEX |
Fee rebate program |
01/13/2025 |
10 Day Review |
01/13/2025 |
|
1 |
| KEX |
Kalshi is amending it's rulebook to include rules regarding pre-execution communications and request for quote ("RFQ") order functionality. |
09/11/2024 |
90 Day Review |
09/24/2024 |
Stayed on 9/24/2024 - 90 day review ends on 12/23/2024 |
3 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| NYLIFFE |
Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request |
07/21/2008 |
Approved |
08/21/2008 |
|
1 |
| ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
| CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| MIAX |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
