Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US Amendments to MSCI Associated Contracts Program 01/23/2024 Certified 02/06/2024 2
COIN Clarity around informal disposition of investigations 07/23/2024 Certified 08/06/2024 1
CBOT Modifications to the Eris Swap Futures Market Maker Program 09/10/2024 Certified 09/24/2024 1
KEX Volume Incentive Program filing 10/15/2024 Withdrawn 10/16/2024 1
KCBT Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. 10/25/2007 Approved 11/05/2007 1
CME Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 03/13/2008 Certified 03/14/2008 1
CBOT Amends CME/CBOT Rule 588 to eliminate the graduated fee schedule for parties responsible for trade busts and to incorporate a flat fee. CME/CBOT #9-12 01/28/2009 Certified 01/28/2009 1
CBOT Amends Globex No Bust Ranges to add on certain energy contracts. CME/CBOT/NYMEX #09-093 05/18/2009 Certified 05/18/2009 1
ELX Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. 07/02/2009 Certified 11/27/2009 1
NYMEX Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 10/13/2009 Certified 10/13/2009 1
NFX Updating the nominating process in the By-Laws. NFX #2010-09 09/07/2010 Certified 09/14/2010 1
NADEX Revised Amendment to Holiday Product Schedule Guidelines. 11/18/2010 Certified 11/18/2010 1
NADEX Amending the Fee Schedule to Provide Certain Rebates for Members Connecting to the Exchange via API. 07/28/2011 Certified 08/12/2011 1
NYMEX Implement a Volume incentive program in support of certain NYMEX and COMEX Metals contracts that are traded on CME Globex. NYMEX/COMEX #11-368 10/03/2011 Certified 10/19/2011 1
KCBT Modifying the CBOT and CME Member HRW Incentive Program. KCBT #12-04 12/13/2012 Certified 12/29/2012 1
CME Issuance of CME Group Market Regulation Advisory Notice RA1307-5 CME/CBOT/NYMEX/COMEX/KCBT #13-240 06/14/2013 Certified 06/29/2013 1
CBOT Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #13-314 08/09/2013 Certified 08/24/2013 1
OCX Emergency Rule Certification - Notice to Members - Suspension of Competitive EFP Trading. OCX #14-002 05/13/2014 Certified 05/28/2014 1
CME Implementation of New CME Rule 589 ("Special Price Fluctuation Limits") for Certain Foreign Exchange Futures and Options Contracts 12/05/2014 Certified 12/19/2014 2
NYMEX Amendments to Rule 589 ("Special Price Fluctuation Limits") and Related Table 07/24/2015 Certified 08/07/2015 4
CBOT Addition of C-Cross Protocol to CME Interest Rate and FX Futures and CBOT Interest Rate Futures and Swaps and Issuance of CME Group Market Regulation Advisory Notice RA1607-5 05/18/2016 Withdrawn 05/19/2016 2
MIAX Update to Rule 410.00. 07/08/2016 Certified 07/22/2016 1
CME Extension of the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") 11/22/2016 Certified 12/07/2016 2
CBOT Modifications to the Agricultural Options Market Maker Program 02/13/2017 Certified 02/28/2017 1
COMEX Weekly Notification of Rule Amendments (Week of March 20, 2017) 03/30/2017 Notified 03/30/2017 2
NFX Rule Amendment of Chapter I, Chapter IV, the General Reference Guide, the Mass Quote Protection & Self-Match Prevention Reference Guide and Combination & Implied Orders Technical Reference Document. 06/21/2017 Certified 07/06/2017 1
CME Notification Regarding New CME Rulebook Chapter 13 ("Spot FX Transactions") 11/01/2017 Certified 11/16/2017 2
NYMEX Modifications to the International Coal API2 Market Maker Program 12/08/2017 Certified 12/22/2017 2
CME Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. 11/14/2018 Certified 11/29/2018 1
NYMEX Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program 05/14/2019 Certified 05/29/2019 2
NYMEX Modifications to the NYMEX Natural Gas Options Portfolio Program 07/15/2019 Certified 07/29/2019 2
ICE US US Environmental Free to Post Incentive Program 11/05/2019 Certified 11/20/2019 2
CME Modifications to the FX Futures Market Maker Program 01/08/2020 Certified 01/23/2020 2
CME Modifications to the BTIC on Sector Futures Market Maker Program 07/17/2020 Certified 07/31/2020 2
CBOT Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures 09/15/2020 Certified 09/29/2020 1
NYMEX Modifications to the NYMEX Brent Futures Market Maker Program 01/05/2021 Certified 01/20/2021 2
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 702. ("Clearing Member Duties to the Clearing House") of Chapter 7 ("Delivery Facilities and Procedures") 04/16/2021 Certified 04/30/2021 1
COIN Weekly Notification of Rule Amendments (Wk. of 5_31_21) 06/03/2021 Notified 06/03/2021 1
CFE Weekly VX Futures LLM Program Amendment 07/16/2021 Certified 07/30/2021 2
COMEX Modifications to the APAC FCM Incentive Program 12/15/2021 Certified 12/30/2021 2
CME Extension of the FX Futures Calendar Spreads Discount Program 12/16/2022 Certified 01/03/2023 1
CME Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
NODAL The Exchange is amending the Exchange and Clearing Transaction Fee Schedule to clarify the fees associated with EFS/EFR transactions 01/23/2024 Certified 02/06/2024 2
CME Increase in the Minimum Price Increment for Outright Trades Executed on CME Globex and Related Amendments to the CME Globex Non-Reviewable Trading Ranges Table for Certain Foreign Exchange ("FX") Futures Contracts. 06/04/2024 Certified 06/18/2024 1
MIAX Bylaw Amendments 07/23/2024 Certified 08/06/2024 1
CBOT Modifications to the Ultra 10 Options Market Maker Program 09/10/2024 Certified 09/24/2024 1
CBOT Provides Notice of the harmonized Computerized Trade Reconstruction ("CTR") rules and enforcement programs related to trading floor recordkeeping by individual members and clearing member firms. Market Regulatory Advisory RA0805-3. CME and CBOT #08-56 03/13/2008 Certified 03/14/2008 1
CME Amends CME/CBOT Rule 588 to eliminate the graduated fee schedule for parties responsible for trade busts and to incorporate a flat fee. CME/CBOT #9-12 01/28/2009 Certified 01/28/2009 1
CME Amends Globex No Bust Ranges to add on certain energy contracts. CME/CBOT/NYMEX #09-093 05/18/2009 Certified 05/18/2009 1
CME Provides a Market Maker Program for CME Agricultural Commodities. CME #09-130 07/08/2009 Certified 09/02/2009 1